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Insight

A Teachable Moment: Latest SEC Enforcement Actions Remind Underwriters of Limited Offering Exemption’s “Reasonable Belief” Requirements

by Jenna Magan, Jerry V. Kyle Jr. and Christine Reynolds
September.20.2022

In an unprecedented move, the SEC filed litigation against one underwriter of municipal securities and announced settlements with three others.

Insight

Lessons From Recent SEC Municipal Enforcement Actions

by Christine Reynolds and Jerry V. Kyle Jr.
July.19.2022

The Public Finance Abuse Unit of the U.S. Securities and Exchange Commission (the “SEC”) had a busy first half of 2022, bringing forth four ...

Insight

Post-Issuance Tax Compliance and Continuing Disclosure Responsibilities for Issuers and Borrowers of Tax-Exempt Bonds (Second Edition)

by Edwin Oswald and Aviva M. Roth
February.22.2022

Orrick is pleased to announce the second edition of our publication of "Post-Issuance Tax Compliance and Continuing Disclosure Responsibilities for ...

Insight

U.S. Supreme Court Decision in Espinoza v. Montana Department of Revenue Confirms Availability of Municipal Bond Financing for Religious Organizations

by Roger Davis, Eileen Heitzler, Douglas Goe, Marc Bauer and Jenna Magan
July.08.2020

On June 30, 2020, the United States Supreme Court rendered its decision in the case of Espinoza v. Montana Dep’t. of Revenue.

Insight

SEC Urges Disclosure of COVID-19 Impact in the Municipal Market

by Jenna Magan, Christine Reynolds and Jerry V. Kyle Jr.
May.13.2020

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On May 4, 2020, Securities and Exchange Commission Chairman Jay Clayton and Director of the Office of Municipal Securities Rebecca Olsen issued a ...

Insight

COVID-19 and Municipal Securities Disclosure

by Roger Davis, Jenna Magan, Jerry V. Kyle Jr. and Christine Reynolds
March.23.2020

Overview Many issuers (including conduit borrowers) and others in the municipal market are facing unprecedented financial, operational and other ...

Insight

SEC Committee Makes Recommendations On Municipal Securities Disclosure Practices

by Roger Davis, Jenna Magan, Eileen Heitzler, Jerry V. Kyle Jr. and Christine Reynolds
February.20.2020

This Alert provides a summary of and comments on recommendations from the Fixed Income Market Structure Advisory Committee (FIMSAC).

Insight

Recent Developments in Securities Regulations and Enforcement

by Christine Reynolds
January.09.2019

On November 8, 2018, three Orrick partners, joined by Rebecca Olsen, Director of the S.E.C.’s Office of Municipal Securities, presented a webinar ...

Insight

Public Charter Schools: Borrowing With Tax-Exempt Bonds (Third Edition)

by Eugene Clark-Herrera
January.09.2019

The main purpose of this booklet is to provide public charter schools and their stakeholders relevant information about the benefits of tax-exempt ...

Insight

Webinar: Current Developments in Securities Regulation and Enforcement

by Christine Reynolds
November.08.2018

Orrick and The Bond Buyer held a webinar discussing the current developments in securities regulation and enforcement.

Insight

Disclosure Obligations of Issuers of Municipal Securities

October.25.2018

Orrick has published a Second Edition of our booklet titled "Disclosure Obligations of Issuers of Municipal Securities."

Insight

SEC Adopts Amendments to Rule 15c2-12

by Christine Reynolds
August.23.2018

In mid-August, the SEC adopted amendments to its Rule 15c2-12 (the “Rule”), following 18 months of review of comments made to its original proposed ...