Jeff Naimon addressed primary statutes and regulations for consumer lending that are intended to increase consumer knowledge through disclosure, features of these disclosure regimes, and the future of disclosure as a regulatory technique.
Elizabeth McGinn discussed how to manage third-party risks and share guidance on how to maximize TPRM programs while maintaining compliance in a heightened regulatory environment.
Katy Ryan drew upon her regulatory and compliance experience to examine relevant aspects of the explosion of cryptocurrencies and the ensuing need for regulation.
Benjamin Hutten discussed using a member's risk profile to identify suspicious transactions, and James Chou explored compliance issues related to filing a SAR, and FinCEN's guidance and OFAC implications.