NAFCU’s Regulatory Compliance & BSA Seminar

Speaking Engagement | September.27.2022 - September.29.2022

Omni Louisville Hotel | Louisville, KY

Ongoing CDD: Operational Considerations
Thursday, September 29, 2022 - 9:35 AM EDT

Benjamin Hutten drew upon his regulatory and enforcement experience to discuss how to use a member's risk profile to identify suspicious transactions, what questions to ask the member, and when the risk profile might need to be updated.

Thursday, September 29, 2022 - 9:35 AM EDT

James Chou drew upon his data security experience to explore compliance issues related to filing a SAR, as well as FinCEN’s guidance and OFAC implications.