57 minute watch | July.19.2022
In the final installment the Licensing & Supervision Lifecycle webcast series, John Coleman, Amanda Lawrence, and Jedd Bellman discussed coordination between states and various federal agencies, from the sharing of confidential supervisory information to coordinated examinations and multijurisdictional enforcement endeavors.
Webinar filmed prior to the combination of Buckley and Orrick in 2023.
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The opportunity to do something new in financial services has never been greater, and innovative market entrants are staking their claim every day. Companies best positioned to succeed are those that best understand the complex rules of the road that are largely determined by federal and state regulators — and are changing constantly.
These discussions are a must-attend for any in-house attorney or compliance professional at a financial services business that is either licensed or subject to the supervisory authority of state regulators, state attorneys general, and the federal government.