Benjamin Hutten discussed using a member's risk profile to identify suspicious transactions, and James Chou explored compliance issues related to filing a SAR, and FinCEN's guidance and OFAC implications.
Former federal prosecutor Daniel R. Alonso drew upon his extensive experience to discuss the importance and impact of the Foreign Corrupt Practices Act around the world.
Join Orrick and Houlihan Lokey for a discussion on fairness opinions generally and the impact of the proposed SEC regulations on the de-SPAC process.
Lorraine McGowen will be speaking at a live CLE video webinar hosted by Strafford, titled “Power Purchase Agreements in Bankruptcy."
Avi Erdfarb drew upon his regulatory and compliance experience to discuss various sections of the Money Transmission Modernization Act and analyze what it means for businesses and business owners moving forward.