Daniel R. Alonso moderated a conversation on investigating and prosecuting high-profile cases and the need for maintaining confidentiality, fairness, and an unbiased approach throughout the process.
Elizabeth McGinn discussed how to manage third-party risks and share guidance on how to maximize TPRM programs while maintaining compliance in a heightened regulatory environment.
Benjamin Hutten discussed using a member's risk profile to identify suspicious transactions, and James Chou explored compliance issues related to filing a SAR, and FinCEN's guidance and OFAC implications.