SEC Expands "Test-the-Waters" Communications For All Companies
Niki concentrates her corporate practice on representing issuers and underwriters in public offerings and capital markets transactions. Niki also regularly counsels public and late-stage private companies on securities law compliance, disclosure matters, SEC reporting obligations, corporate governance and stock exchange listing obligations. In addition, Niki’s practice includes venture capital financings and advising start-up companies on general corporate matters. She represents a wide range of technology and life sciences companies, from privately held start-ups to publicly traded corporations.
Prior to joining Orrick, Niki was at Fenwick & West LLP and Davis Polk & Wardwell LLP.
A representative listing of Niki’s recent transactions include: