NAFCU’s Regulatory Compliance & BSA Seminar

Speaking Engagement | September.27.2022 - September.29.2022

Omni Louisville Hotel | Louisville, KY

Ongoing CDD: Operational Considerations
Thursday, September 29, 2022 - 9:35 AM EDT

Benjamin Hutten drew upon his regulatory and enforcement experience to discuss how to use a member's risk profile to identify suspicious transactions, what questions to ask the member, and when the risk profile might need to be updated.

Ransomware
Thursday, September 29, 2022 - 9:35 AM EDT

James Chou drew upon his data security experience to explore compliance issues related to filing a SAR, as well as FinCEN’s guidance and OFAC implications.

Veranstaltungen

Speakers

Benjamin Hutten Partner, Geldwäschebekämpfung und Bankgeheimnis, Financial & Fintech Advisory

New York

See my bio

D:+1 212 600 2333
E: [email protected]

Practice:

Geldwäschebekämpfung und Bankgeheimnis
Financial & Fintech Advisory
Strategic Advisory & Government Enforcement (SAGE)
White Collar, Investigations, Securities Litigation & Compliance
Fintech

vCard

See full bio

Benjamin Hutten Partner

New York

Ben has a deep understanding of sanctions and AML regulations and enforcement. In addition to his client work, he has participated in numerous financial industry group regulatory initiatives related to sanctions and AML issues, including The Clearing House Guiding Principles for Anti-Money Laundering Policies and Procedures in Correspondent Banking, initiatives to address “de-risking” and related to BSA information sharing. Ben also conducts international trainings in AML and sanctions issues for the Financial Services Volunteer Corps.

He has been recognized by Best Lawyers in America as "One to Watch" and by Super Lawyers as a "Rising Star." Prior to joining Orrick, Ben was counsel at Buckley LLP and an associate at Sullivan & Cromwell LLP.

James Chou Managing Associate, Financial & Fintech Advisory, Strategic Advisory & Government Enforcement (SAGE)

Washington, D.C.

See my bio

D:+1 202 349 8003
E: [email protected]

Practice:

Financial & Fintech Advisory
Strategic Advisory & Government Enforcement (SAGE)
Cyber, Privacy & Data Innovation
Fintech

vCard

See full bio

James Chou Managing Associate

Washington, D.C.

Prior to joining Orrick, James was an associate at Buckley LLP. Previously, he spent nearly 10 years as a Defense Analyst and a Senior Operations Research Analyst for the U.S. Army, where he focused on cybersecurity, defense policy, and program analysis. He also spent more than three years in the defense industrial base as an IT Project Manager and Policy Analyst.

James is a Certified Information Systems Security Professional (CISSP), a Certified Cloud Security Professional (CCSP), and a Certified Data Privacy Solutions Engineer (CDPSE). He is conversational in Mandarin.