Orrick Structured Finance Team Publishes Article on Rule 4210 Margin Rule Changes

Journal of Investment Compliance | December.08.2017

Orrick Structured Finance Partner Nikiforos Mathews and Managing Associate Jonas Robison co-authored an article titled “An Overview of the FINRA Rule 4210 Main Amendments” that was recently published in the Journal of Investment Compliance. You can read the full article at the link below.