Matthew Moses


New York

Matthew Moses is a partner in Orrick’s New York Office and a member of the White Collar, Investigations, and Compliance Group.

Matt has substantial experience representing financial institutions, corporations, and individuals in connection with government and internal investigations involving the Foreign Corrupt Practices Act (FCPA), the Bank Secrecy Act (BSA) and U.S. anti-money laundering (AML) regulations, U.S. economic sanctions administered by the Office of Foreign Assets Control (OFAC), and fraud-related laws and regulations. He also counsels clients on government-imposed compliance obligations, advising on designing, enhancing, and implementing compliance policies and procedures, conducting regulatory diligence for investments and other deals, and obtaining licenses or other guidance when appropriate.

    • Represented a Fortune 200 company in global internal investigations regarding potential FCPA violations involving payments to state-owned employees in Asia; responded to active whistleblower allegations; and advised on appropriate remediation and compliance enhancements.
    • Represented large broker-dealer in enforcement action brought by the Securities and Exchange Commission (SEC) in connection with potential AML/BSA violations.
    • Represented broker-dealer affiliate of large bank in internal investigation in connection with potential AML/BSA violations.
    • Represented inter-dealer broker in investigations by the Commodity Futures Trading Commission (CFTC), the SEC, and New York Attorney General (NYAG) concerning potential violations of federal and state commodities and/or securities laws.
    • Represented individual in investigations by the U.S. Department of Justice (DOJ) and the U.K. Serious Fraud Office (SFO) concerning alleged LIBOR manipulation.
    • Represented Iranian national accused of violating U.S. economic sanctions laws.
    • Applied for and/or obtained OFAC licenses or other related waivers for companies, financial institutions, private investment funds, non-profits and other entities in connection with transactions in Cuba, Iran and North Korea.