Elizabeth McGinn discussed how to manage third-party risks and share guidance on how to maximize TPRM programs while maintaining compliance in a heightened regulatory environment.
Benjamin Hutten discussed using a member's risk profile to identify suspicious transactions, and James Chou explored compliance issues related to filing a SAR, and FinCEN's guidance and OFAC implications.
Join Orrick and Houlihan Lokey for a discussion on fairness opinions generally and the impact of the proposed SEC regulations on the de-SPAC process.
Lorraine McGowen will be speaking at a live CLE video webinar hosted by Strafford, titled “Power Purchase Agreements in Bankruptcy."