Consero Roundtable

Speaking Engagement | April.17.2019

Marines’ Memorial Club
Please join Orrick at Consero’s Corporate Compliance & Ethics Executive Roundtable on April 17, 2019 at the Marines’ Memorial Club in San Francisco, CA, where Orrick partners Lily Becker, Aravind Swaminathan and John Wolfe will be presenting on the panels, “Building An Operationalized, Systematic & Sustainable Compliance Culture” and “Approaching Sensitive and Complex Investigations.”.

At Consero’s Corporate Compliance & Ethics Executive Roundtable, you will be joined by like-minded Chief Compliance Officers for inspiration and insight, networking and learning, and proven strategies to improve your business practices. Amongst topics to be discussed, include:

  • Building an Operationalized, Systematic & Sustainable Compliance Culture
  • Approaching Sensitive & Complex Investigations: Considerations for Compliance Officers
  • Fine-Tuning Training & Communications for A More Compliant Workforce
  • Harnessing Data & Analytics to Transform Compliance
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Practice:

  • Finance Sector
  • 倫理およびコンプライアンス
  • コンプライアンスおよび法規制
  • Technology & Innovation
  • 企業ガバナンス
  • 政府による調査および強制措置
  • FCPA & Anti–Corruption
  • 証券訴訟、集団代表訴訟および株主代表訴訟

Lily Becker パートナー

サンフランシスコ; シアトル

Lily is a strategic advisor and advocate known for practical advice to balance risk and business objectives. She partners with clients to identify and mitigate risks that can hinder a company’s trajectory. Lily brings experience in government enforcement, corporate investigations, monitoring, and international business reviews to bear in both managing crises and avoiding them.

Lily develops business-driven internal controls to mitigate risk and handles complex situations when the risks materialize. She helps clients evaluate how the law is developing to regulate them and collaborates across disciplines. Lily brings a hands-on approach and dives into understanding the processes and systems that support compliance policies and objectives.

When a crisis arises, Lily brings her multifaceted legal and political experience to develop a measured response and defense plan. Boards and companies turn to Lily for strategic advice and zealous representation when sensitive ethics, criminal, or regulatory problems emerge. She has helped companies navigate complex crises involving civil litigation, criminal and regulatory enforcement, congressional scrutiny.

With an increasing government focus on independent monitorships, companies benefit from her deep experience in government-imposed and voluntary monitorships. She served on the Monitor Team for three SEC and DOJ FCPA Monitorships/Consultancies. She has also advised companies responding to Monitorships – both a DOJ and SEC Monitorship and a proactive, voluntary Monitorship to test critical controls.

Lily has Investigated allegations of misconduct and tested controls for US-based companies in 16 countries.

These varied engagements give her insight into the internal and public ramifications of a crisis, which she brings to her proactive ethics and compliance. Her thorough understanding of data and financial controls systems helps companies operationalize controls that work.

Before joining Orrick, Lily worked on multiple political campaigns, including acting as spokesperson in connection with a U.S. Senate campaign.

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Practice:

  • Finance Sector
  • Technology & Innovation Sector
  • サイバーセキュリティおよびデータ機密性
  • 集団訴訟に対する弁護
  • ホワイトカラー、調査、証券訴訟とコンプライアンス
  • 政府による調査および強制措置
  • 審理
  • Strategic Advisory & Government Enforcement (SAGE)

Aravind Swaminathan パートナー

シアトル; Boston

Data is igniting a global, technological revolution. Increased collection, use, storage, and transfer of data has shifted the paradigm of innovation – and created a global security problem. Fortune 500 companies with large quantities of data, cities with vulnerable infrastructure, and every institution in-between must manage that risk, without encumbering progress or technological advancement. To do so, they turn to Aravind Swaminathan. Aravind is ranked by Chambers USA in the categories of both Privacy and Data Security: Litigation (Band 2) and Privacy and Data Security: Incident Responses, as well as Chambers Global, which described him as "formidable in assisting clients with both the noncontentious and litigious elements of cyber-attacks and security breaches, including resulting class actions." Clients endorse Aravind, telling Chambers, that he is "very substantively knowledgeable" and has "knowledge gained from prosecuting hackers, meaning he fundamentally understands what they do."

As a strategic cybersecurity advisor, Aravind partners with clients to proactively plan for a crisis and develop strategies to improve resiliency, respond efficiently and effectively, protect their business and brand, and defend them in the onslaught of litigation and enforcement actions that follow. He guides organizations from large public company financial institutions to start-up technology companies to critical infrastructure providers through incidents, and develops business and brand-centric strategies to mitigate and manage risk. He has directed more than 200 cybersecurity incident and data breach investigations, including enterprise-wide network intrusions to cyberattacks with national security implications. 

With extensive trial, litigation and appellate experience, he defends his clients in cyber, privacy, and payments-related class actions and other civil litigation (particularly Computer Fraud and Abuse Act matters), and when these issues lead to regulatory investigations by the Securities and Exchange Commission (SEC), the Department of Justice (DOJ), the Federal Trade Commission (FTC), and State Attorneys General.   

Aravind’s background as an assistant United States attorney and Computer Hacking and Intellectual Property Section attorney gives him first-hand understanding of federal agencies that allows him to swiftly navigate the system, partner with investigators and find creative solutions for his clients. As a federal cybercrime prosecutor, Aravind investigated and prosecuted a broad array of cybercrime cases, including hacking, phishing, trade secrets theft, click fraud, cyber threats, and identity theft. Aravind also led the cybercrime outreach program, where he worked with members of the Department of Justice, state and federal regulators, law enforcement and other organizations on cybersecurity and related privacy issues. During his time as federal prosecutor in the Complex Crimes Unit, he also investigated and prosecuted a wide array of white-collar crimes, including investment schemes, corporate fraud and embezzlement, securities fraud, tax evasion and the nation’s largest bank failure.

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Practice:

  • Technology & Innovation Sector
  • ホワイトカラー、調査、証券訴訟とコンプライアンス
  • 審理
  • Strategic Advisory & Government Enforcement (SAGE)

John Wolfe パートナー

シアトル

For more than 40 years, John Wolfe has provided crisis management advice to and directly represented businesses (both public and private) and individuals confronting complex, high profile government investigations (criminal and civil) or other character and conduct related issues. Chambers USA has called John "one of the premier white-collar defense lawyers on the West Coast," with clients noting that "he is the bet-the-company criminal defense attorney you want. His awareness, strategic sense and connectivity in the community delivers results."

John is consistently recognized in The Best Lawyers in America and recommended by The Legal 500 United States as a white collar criminal defense lawyer. John relies upon a multi-disciplinary crisis management strategy to assist clients address both legal and reputational risk.

John has extensive experience representing clients in federal and state criminal and civil investigations, including state attorney general investigations, related to alleged: health care fraud and standards of care violations resulting in death, consumer protection violations,  public corruption and campaign finance violations, environmental violations (both land-based and maritime), including catastrophic industrial accident response and investigations, cybersecurity investigations and securities and tax fraud, including money laundering. John is an accomplished and seasoned trial lawyer who has represented public and private clients in more than 100 jury trials, and appeared in state and federal proceedings throughout the Pacific Northwest, as well as California, Florida, Montana, New York, and Wyoming.

Honors:

In 2004, John chaired the Magistrate Selection Committee for the Federal District Court in the Western District of Washington. He has also served on several Merit Selection panels identifying candidates for appointment to the federal bench in the Western District of Washington. He is currently co-chair of the Federal Appointments Committee for the Federal Bar Association and has served as a Ninth Circuit Representative. He was once appointed to serve as a Special Master in a matter pending before the Federal District Court in the Western District of Washington to investigate issues related to a multi-party joint defense agreement.