
Washington, D.C.
The Legal 500 reports that David has earned a reputation among clients for dispensing “invaluable and practical, business-oriented advice,” and his approach to disputes has been praised as “insightful, uber responsive and fearless.”
Known as an aggressive advocate, David is frequently retained by financial firms to design creative solutions for investigations and disputes involving allegations of market misconduct across an array of financial products, commodities, and other asset classes. He has successfully persuaded the U.S. Commodity Futures Trading Commission (CFTC), U.S. Department of Justice (DOJ), and U.S. Securities and Exchange Commission (SEC) to walk away from threatened charges in numerous contexts, and his recent litigation wins include obtaining the first-ever dismissal of a criminal spoofing scheme charge in a commodities futures case. Alternative asset managers and technology companies often turn to David for advice on regulatory and compliance issues, including in the areas of digital currency and exchange enforcement.
David’s practice also extends to intellectual property disputes and investigations into alleged workplace misconduct. He regularly represents technology, sports, and media companies in matters involving allegations of trade secret misappropriation, licensing disputes, unfair competition, and employee/insider misconduct.
Austin
Zac advises clients on:
As co-lead of the firm’s Energy Tech Team, Zac focuses on supporting companies and investors developing technologies like hyperscale data centers, alternative fuels, carbon capture, eVTOL aircraft, agtech and digital infrastructure. Zac is a key member of Orrick's energy transition practice, which was recognized as Band 1 in Energy Transition by Chambers USA (2023).
Zac is passionate about legal tech and implementing AI tools to enhance legal services. He helps lead the firm’s MAPE 2.0 project team, a platform that transforms M&A execution, which won the Financial Times' Reinventing the Legal Practice category.
Milano
Grazie alla profonda conoscenza del mercato della tecnologia e dell'innovazione, Livia offre regolarmente consulenza a società early e late-stage in merito a round di investimento singoli e multi-tranche, secondari, finanziamenti ponte, LBO, buyout e altri tipi di exit, M&A e riorganizzazioni aziendali. Ha lavorato con aziende innovative di profilo internazionale e ha fornito consulenza a molti dei principali investitori di venture capital e private equity del mercato italiano e estero.
Accanto all'attenzione per il mondo tech, Livia ha acquisito una specifica competenza in ambito healthcare lavorando a fianco di uno dei principali gruppi leader mondiali nel settore delle analisi di laboratorio, a partire dal suo ingresso sulla scena nazionale fino al consolidamento della propria posizione di leadership in Italia attraverso operazioni di M&A.
Silicon Valley
In the fast-paced and unprecedented blockchain and cryptocurrency markets, Joseph helps companies develop innovative and comprehensive legal strategies to achieve their goals of bringing to market disruptive and transformative technologies. From DAO and NFT creation, general corporate and fundraising strategies, to navigating complex and changing regulatory regimes, Joseph has become a go-to advisor for companies in the blockchain and virtual currency ecosystem.
As a member of Orrick’s Technology Companies Group, Joseph assists cutting-edge technology companies and investors with general corporate counseling, private venture capital financing, and M&A services. Joseph has had the opportunity to work with some of the most iconic companies in Silicon Valley, advising on corporate strategy and fundraising matters.
Joseph plays a key role in connecting the Silicon Valley and Japan tech and venture ecosystems. He advises Japanese technology companies and corporate venture capital funds, leveraging his Silicon Valley background to support their growth. Fluent in Japanese, Joseph maintains strong ties to Japanese businesses and collaborates closely with Orrick’s Tokyo practice.
Santa Monica
Josh represents high-growth technology companies and venture capital firms in many areas, including corporate and securities law, corporate formations, venture capital financings, mergers and acquisitions, public offerings, secondary offerings and SPAC transactions.
Josh was recognized as a Fintech Rising Star by Law360 for his work representing innovative companies such as Accrue, Crexi, Dave, Deel, Dub, Get Covered, Trullion and Stripe. He has been nationally recognized by Chambers and Partners USA and Legal500 for his work representing startups and venture capital funds.
Josh’s company-side representations also include high-growth AI and SaaS companies, such as Speak and Supabase, energy tech companies such as Radiant Nuclear and Zeno Power, and healthtech companies such as Grow Therapy, Pearl and Saferide Health.
In addition to his company-side representations, Josh has represented leading venture capital firms and other strategic investors, including Bonfire, Coatue, Darsana Capital, D1 Capital, Ground Up Ventures, Pathbreaker Ventures, Upfront Ventures and Wonder Ventures.
Josh has significant buy-side and sell-side M&A experience, including representing Deel in its acquisitions of CapBase, Legalpad, Hofy, Payspace, Roots, Zavvy and Zeitgold.
New York
Nathaniel counsels banks, blockchain exchanges, cryptocurrency issuers, financial institutions, technology companies, money transmitters, online gaming platforms, payment processors, and private equity firms. His practice includes services related to anti-money laundering, data collection and processing, internal investigations and risks assessments, money transmitter licensing, blockchain token offerings, mergers and acquisitions, money transmitter licensing, venture capital financing activities, and general corporate matters.
Following law school, Nathaniel co-founded a legaltech company in Japan, and developed the initial machine learning models and a front end used for an initial product offering. Nathaniel has since leveraged his development experience to communicate with and advise blockchain and machine learning ventures. In addition, Nathaniel has also lectured at Peking University in China, teaching constitutional law and an introductory class on U.S. legal principles, giving Nathaniel a unique perspective into the Chinese market.
Prior to joining Orrick’s New York office, he was an associate at the firm's Tokyo office. In addition, prior to law school, Nathaniel served for four years in the Canadian Army as an enlisted soldier tasked to conduct armored reconnaissance.
New York
B. J. is also the Senior Outside Legal Advisor to The Innocence Project, an organization dedicated to exonerating wrongly-convicted prisoners through DNA testing and reforming the criminal justice system to prevent future injustice.
Washington, D.C.
She represents banks, first and second mortgage originators and servicers, reverse mortgage originators and servicers, fulfillment service providers, commercial lenders and servicers, bank holding companies, private equity firms, finance companies, debt collection companies, financial institutions and technology companies, payment processors, money transmitters and various related service providers.
Katy assists clients with matters before state regulatory agencies, the Consumer Financial Protection Bureau (CFPB), the Department of Justice (DOJ), the Department of Housing and Urban Development (HUD), federal banking agencies, Fannie Mae and Freddie Mac. She also provides strategic and tactical advice to help clients identify and secure the nationwide federal and state approvals necessary to achieve operational goals.
Prior to joining Orrick, Katy was a partner at Buckley LLP, where she was a member of the firm’s partner board.
Washington, D.C.
Ignacio engages with the SEC and the Financial Industry Regulatory Authority (FINRA) on behalf of clients on critical matters related to their business by seeking regulatory relief, interpretive guidance, exemptions and as a subject matter expert in enforcement and examination matters. He advises major U.S. broker-dealers in their clearing, retail, trading and institutional businesses, and on their financial responsibility and operational obligations.
Ignacio has counseled numerous broker-dealers on their obligations under the net capital rule (Rule 15c3-1), the customer protection rule (Rule 15c3-3), margin (Regulation T, Regulation U, Regulation X, FINRA Rule 4210, etc.), recordkeeping and reporting rules (Rule 17a-3, Rule 17a-4, Rule 17a-5, Rule 17a-8, Rule 17a-11, Rule 17a-13, etc.) and other middle office and back-office requirements. He has drafted market standard clearing and custody agreements for broker-dealers and has experience working on various types of agreements affecting market intermediaries and participants, including trading agreements, customer agreements, distribution agreements and platform agreements.
Ignacio regularly registers and provides support to alternative trading systems (ATS) and counsels market participants regarding their obligations to register as such. In addition, he has helped broker-dealers develop management platforms for clients involving money market funds and other cash equivalent instruments. He also has experience with cash sweep programs involving money market funds and bank deposit programs insured by the Federal Deposit Insurance Corporation (FDIC).
Ignacio’s experience also includes matters relating to domestic and foreign broker-dealer registrations, customer account statement and confirmation requirements, mergers and acquisition brokers, anti-money laundering obligations for buy-side and sell-side participants, transaction confirmations and outsourcing broker-dealer technology and platforms. He counsels foreign exchanges and foreign clearing organizations regarding U.S. regulatory obligations on the access of U.S. person to foreign options markets and security-futures products.
Londra
In addition to advising established financial services firms, Guy advises new innovative Fintech businesses on UK regulation including whether their activities will require authorisation and how best to launch their business in the UK. He has significant experience advising firms on regulatory issues connected to the selling of financial services products through apps and online journeys.
Guy frequently advises clients on financial crime issues, including AML controls, reporting obligations, failure to prevent offences, anti-corruption and market abuse.
He has a deep knowledge of consumer credit law and excels in providing practical advice on how the law/regulation should be interpreted and applied.
He also advises on contentious matters including regulatory investigations and conduct issues.
San Francisco
His practice focuses on the representation of both public and private companies in connection with employee benefits and compensation-related aspects of corporate transactions, including mergers and acquisitions, spin-offs, and initial public offerings.
Keith also advises on the design, administration and implementation of executive compensation and equity compensation arrangements, including severance arrangements and executive employment agreements.
Prior to joining Orrick, Keith was an attorney-advisor to the Honorable Joseph R. Goeke on the United States Tax Court in Washington, D.C.
Silicon Valley; Los Angeles
Silicon Valley; Los Angeles
Robert is a technology litigator and trial lawyer focused on software, security technology, and emerging internet law and digital crimes issues. Robert has helped establish landmark precedent under the Copyright Act, the Computer Fraud and Abuse Act, California Penal Code 502, and Digital Millennium Copyright Act, and he has successfully tried multiple cases to verdict, including under the Patent Act. In addition to litigation work, Robert also counsels companies ranging from market leaders to start-ups on issues related to intellectual property, security, and incident response. Robert brings a creative, business-oriented approach to helping clients develop, acquire, and protect their most important assets.
Robert is committed to improving diversity in the legal profession. He co-chaired Orrick's Silicon Valley Diversity Committee for many years and is one of the firm-wide facilitators for Orrick’s Latinx Inclusion Network. Robert is also committed to pro bono work. He received Orrick's Pro Bono Award in 2019 and the Legal Aid Association of California's 2015 Family Law Pro Bono Award. Robert currently serves as a member the board of directors for the San Mateo County Legal Aid Society.
Robert served as a law clerk to U.S. District Judge Oliver W. Wanger in the Eastern District of California prior to commencing private practice.