The SEC’s Reg BI – A Completely New Standard or Tinkering Around the Edges?
Managing AssociateWashington, D.C.
Dan represents industry-leading companies in sensitive and high-value disputes and compliance matters. He regularly counsels clients on white collar and regulatory issues involving a wide array of issues, including money laundering, fraud, and corruption, and has substantial experience representing financial institutions and individuals in government investigations and enforcement actions. He also represents corporate defendants in securities and commodities lawsuits and other complex business litigation matters.
Dan also assists clients in developing corporate compliance programs, preparing risk assessments, and conducting pre-acquisition and third-party due diligence. In particular, Dan advises clients on compliance with the Bank Secrecy Act and state anti-money laundering laws. He helps financial institutions navigate an increasingly complex and aggressive enforcement environment, and regularly counsels clients--in particular financial technology companies--on federal and state licensing and anti-money laundering requirements for money transmitters and digital currency activity businesses.
Dan maintains a dedicated pro bono practice, and has represented clients in matters related to landlord-tenant rights, human trafficking, public international law, and veterans' benefits.