SEC Lifts Ban on General Solicitation, Adopts “Bad Actor” Disqualification Rules and Proposes Amendments to Form D Filings
Stephen Ashley is a partner in the New York office and a member of the firm's Capital Markets practice. He regularly represents both issuers and underwriters in a wide range of domestic and cross-border securities transactions.
Stephen's experience includes public offerings and private placements of common and preferred equity and investment grade, high yield and convertible debt securities, as well as liability management transactions such as exchange offers, tender offers and consent solicitations. He also advises clients on various compliance, corporate governance, stock exchange listing and other general corporate matters.
Legal500 reported in 2016 that clients say Stephen “is very responsive, does thorough research and speaks in plain English.” He has advised companies from a wide range of industries, including the IT, software, finance, consumer products, biotechnology, pharmaceuticals, energy, infrastructure and transportation sectors.
Stephen is a member of Orrick's opinion committee.
Stephen's representative transactions include: