Insider Trading Procedures: How to Prepare for the SEC's Upcoming Disclosure Requirements

January.27.2022

We are expecting an increase in regulatory enforcement, particularly from the SEC, in 2022. One topic many public companies are wrestling with is new SEC amendments requiring disclosure of insider trading policies and procedures. To help companies better understand this new guidance and what it means, we hosted a conversation with industry leaders from KPMG to discuss how to proactively prepare for the new guidance and how to manage some of the challenges companies may face when formalizing and implementing their procedures.

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CLE information:

This course is eligible for New York and California CLE credit. Please complete and retain the applicable form for your records. The New York self-study affirmation must also be emailed to Melissa Woods ([email protected]) and Jane Gracey ([email protected]); the California form does not need to be submitted.

Orrick, Herrington & Sutcliffe LLP is an accredited MCLE provider in the State of New York. This transitional and non-transitional continuing legal education course has been approved in accordance with the requirements of the Continuing Legal Education Board for a maximum of 1.0 credit hour, of which 1.0 credit hour can be applied toward the areas of professional practice requirement.

Orrick, Herrington & Sutcliffe LLP is an accredited MCLE provider in the State of California. This continuing legal education course has been approved in accordance with the requirements of the State Bar of California for a maximum of 1.0 credit hour, of which 1.0 credit hour can be applied to the general requirement.