10 Steps Your Company Should Take When Responding to a Subpoena

Bloomberg Law
11 minute read | August.01.2011

Changes to federal preemption standards and state visitorial powers under Dodd-Frank are likely to mean more enforcement actions: 10 steps your company should take when responding to a subpoena.

  • Federal preemption standards have been altered by case law in the past five years
  • Enforcement actions may increase as a result of oversight changes led by the Dodd-Frank Act
  • Without a director, the role and powers of the CFPB will be somewhat limited

Originally published in Bloomberg Law Reports: Banking & Finance, Vol. 4, No. 8, August 1, 2011. Reprinted with permission.