"When the SEC Comes Calling”

Seminar | January.23.2020 | 6pm - 9pm (Eastern Standard Time)

Linklaters LLP New York

Orrick partner Ken Herzinger and a group of highly experienced securities litigators will be providing audience members with a practical deep dive into investigations, enforcement and what not to tweet on a panel titled: “When the SEC Comes Calling”. Over the past few years, the ability of companies to conduct “token offerings” (also called ICOs) has allowed early-stage entities to raise—quickly and sometimes with very little disclosure—billions of dollars. Yet, as the U.S. Securities and Exchange Commission (SEC) has made clear, under U.S. federal securities laws, many such token sales may have been illegal (while some involved fraud and outright scams). More recently, we have seen a series of high-profile investigations and enforcement actions brought by the SEC against some of the world’s most prominent token sellers.

Would you be ready if the SEC came knocking on your door? In a fireside chat and panel, speakers will provide essential context and share practical tips about what to expect when faced with a potential SEC investigation or enforcement action.

This event is free for current Wall Street Blockchain Alliance members using the promotional code WSBAeventJan2020. Non-members are welcome to join us for $99. Seats are limited.

Please RSVP by clicking below.

Please note that invitations are not transferable.
Government issued identification will be required to enter the venue.

CLE Credits Available: N