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Insight

FinCEN Postpones Investment Adviser AML Rule Until 2028

by Ignacio Sandoval, Dolph Hellman, Benjamin Hutten, Jeanine P. McGuinness and Kenneth Rasamny
4 minute read | July.23.2025

On July 21, the U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) announced that it was postponing and reevaluating the ...

Insight

SEC Issues Guidance on Use of Minimum Investment Amounts for Verifying Accredited Investor Status Under Rule 506(c)

by Dolph Hellman and Kenneth Rasamny
2 minute read | March.19.2025

Recent guidance from the SEC provides greater flexibility and clarity for issuers in verifying accredited investor status under Rule 506(c).

Insight

Writing the Constitution for Your New Private Equity or VC Fund

by Dolph Hellman
8 minute read | February.18.2025

Guide to Structuring Your VC or PE Fund: Strategy, Culture, Decision-Making, Budget & Data Ownership—key insights from David Teten & Dolph Hellman.

Insight

Fifth Circuit Vacates SEC’s Private Fund Advisers Rule

by Dolph Hellman, Kenneth Rasamny, Ignacio Sandoval, Amy Pasacreta, Allison Citron and Matthew Fechik
2 minute read | June.07.2024

The 5th Circuit Court has vacated a major SEC rule on private funds and private advisers, altering key 2010 regulations.

Insight

SEC Private Fund Rule Changes: What You Need to Know

by Dolph Hellman, Kenneth Rasamny, Amy Pasacreta, Allison Citron and Matthew Fechik
8 minute read | September.11.2023

The SEC has adopted the most significant changes to regulating private funds and private fund advisors since 2010.

Insight

Considerations for VC Funds Regarding Receivership of SVB

by Dolph Hellman and Kenneth Rasamny
4 minute read | March.13.2023

See the FDIC's FAQ and Orrick's SVB Resource Center generally for issues relating to the SVB receivership and related matters.

Insight

Hot Off the Press: Efforts to Stabilize the U.S. Banking System

by Christina Bouchot, Preetha Gist, William S. Haft, Dolph Hellman, Evan C. Hollander, Lorraine McGowen, Scott Morrison, Robert Moyle, Josh Pollick and Jonas Robison
1 minute read | March.12.2023

The Department of the Treasury, the Federal Reserve and the FDIC released a joint statement regarding Silicon Valley Bank and Signature Bank.

Insight

OLNS #1 – Venture Debt for Tech Companies

May.27.2019

Venture Debt is a potentially attractive complement to equity financings for business startups that already have strong investors on board.

Insight

Venture Debt – 10 Years After the Financial Crisis

December.11.2018

Partners from Orrick and Spinta Capital revisit the 2008 financial crisis and discuss key points to consider when raising debt in today’s market.

Insight

Venture Debt Default Provisions: What Every Company Should Know Before They Sign on the Dotted Line

June.14.2018

Spinta Capital discusses with Orrick partner Dolph Hellman the topic of default provisions related to venture debt and growth capital debt.

Insight

Developments in Private Equity Fund Terms Since the 2007-08 Financial Crisis (Part 1 of 3): Realignment of Economic Interests

by Dolph Hellman
April.30.2014

In this month's President's Corner, Quinn Moss, Esq. and Dolph Hellman, Esq. of Orrick, Herrington & Sutcliffe LLP (and Co-Chairs of their firm's ...

Insight

Private Equity Partner Quoted on U.S. Shadow Banking

October.23.2012

This article, about concerns that the shadow-banking sector threatens the stability of the U.S. financial system, quotes M&A and private equity ...