Settlements of SEC Registration Charges with Two ICO Issuers Serve as Warning and Compliance Models
Senior CounselNew York
He represents U.S. and non-U.S. domiciled financial institutions in a wide array of matters spanning his practice specialties. Ed’s experience includes the structuring and re-structuring of private investment funds and other financial products; the formation and operations of investment advisers and broker-dealers; cross-border broker-dealer, investment adviser and bank regulatory issues; and advice regarding applications of blockchain technology and the regulation of digital assets.
Before joining Orrick, Ed was the General Corporate Counsel of Fiduciary Trust Company International, a subsidiary of Franklin Templeton Investments, and also served as the initial AML Compliance Officer of Fiduciary Trust.