The Best Defense Is a Good Offense: FCPA Corporate Enforcement Policy Cements Importance of Compliance Programs
PartnerSan Francisco, Seattle
She has extensive experience managing corporate internal investigations involving FCPA, compliance, embezzlement, fraud and securities laws issues. Lily has conducted investigations around the world for multinational corporations as well as targeted investigations for small organizations. She served on the Monitor Team for two SEC and DOJ FCPA Monitorships, involving a banking technology company and a medical device company. She advises clients on anti-corruption compliance programs at all stages, including developing policies and procedures and conducting assessments of well-established programs.
Lily represents individuals and corporations in connection with SEC enforcement actions and investigations, DOJ investigations, FINRA inquiries, securities class actions and shareholder derivative suits. She has represented founders and investors in start-up companies, including matters involving venture capital disputes, unfair competition, breaches of partnership and shareholder agreements, employment and fraud claims, and fiduciary obligations. In addition, she counsels and litigates in insurance areas, in particular regarding directors and officers insurance and corporate indemnification obligations.
Prior to joining Orrick, Ms. Becker was a clerk for the Honorable Loren A. Smith on the United States Court of Federal Claims.
Anti-Corruption Compliance Programs: Design and Assessment
Criminal and SEC Investigations
Securities Litigation and Shareholder Disputes