Jay-Z Thrusts Recent Subpoena Enforcement Into the Spotlight: A Look at Recent Trends and Considerations

Journal of Financial Compliance
May.20.2019

Daniel Nathan, Nicole Wredberg and William Heidepriem-Baird co-authored an article published in the most recent edition of the Journal of Financial Compliance. The article explores recent trends in the issuance and enforcement of SEC subpoenas, including the increase in enforcement action publicity, and discusses considerations when choosing between complying with a subpoena or, alternatively, risking a subpoena enforcement action.