Consero Roundtable

Speaking Engagement | April.17.2019

Marines’ Memorial Club
Please join Orrick at Consero’s Corporate Compliance & Ethics Executive Roundtable on April 17, 2019 at the Marines’ Memorial Club in San Francisco, CA, where Orrick partners Lily Becker, Aravind Swaminathan and John Wolfe will be presenting on the panels, “Building An Operationalized, Systematic & Sustainable Compliance Culture” and “Approaching Sensitive and Complex Investigations.”.

At Consero’s Corporate Compliance & Ethics Executive Roundtable, you will be joined by like-minded Chief Compliance Officers for inspiration and insight, networking and learning, and proven strategies to improve your business practices. Amongst topics to be discussed, include:

  • Building an Operationalized, Systematic & Sustainable Compliance Culture
  • Approaching Sensitive & Complex Investigations: Considerations for Compliance Officers
  • Fine-Tuning Training & Communications for A More Compliant Workforce
  • Harnessing Data & Analytics to Transform Compliance

CLE Credits Available: N

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Practice:

  • White Collar, Investigations, Securities Litigation & Compliance
  • Government Investigations and Enforcement Actions
  • Global Investigations
  • FCPA & Anti–Corruption
  • Ethics & Compliance
  • White Collar Criminal Defense
  • Internal Investigations
  • Securities Litigation, Class Actions and Shareholder Derivative Lawsuits

Lily Becker Partner White Collar, Investigations, Securities Litigation & Compliance, Government Investigations and Enforcement Actions

San Francisco

Lily Stevens Becker helps companies and individuals navigate a range of civil and criminal matters, including government investigations, internal investigations, FCPA compliance, shareholder disputes, and securities litigation.

She has extensive experience managing corporate internal investigations involving FCPA, compliance, embezzlement, fraud and securities laws issues. Lily has conducted investigations around the world for multinational corporations as well as targeted investigations for small organizations. She served on the Monitor Team for two SEC and DOJ FCPA Monitorships, involving a banking technology company and a medical device company. She advises clients on anti-corruption compliance programs at all stages, including developing policies and procedures and conducting assessments of well-established programs. 

Lily represents individuals and corporations in connection with SEC enforcement actions and investigations, DOJ investigations, FINRA inquiries, securities class actions and shareholder derivative suits. She has represented founders and investors in start-up companies, including matters involving venture capital disputes, unfair competition, breaches of partnership and shareholder agreements, employment and fraud claims, and fiduciary obligations. In addition, she counsels and litigates in insurance areas, in particular regarding directors and officers insurance and corporate indemnification obligations.

Prior to joining Orrick, Ms. Becker was a clerk for the Honorable Loren A. Smith on the United States Court of Federal Claims.

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Practice:

  • Cyber, Privacy & Data Innovation
  • Class Action Defense
  • White Collar, Investigations, Securities Litigation & Compliance
  • Government Investigations and Enforcement Actions
  • Trials
  • Fintech
  • Automotive Technology & Mobility

Aravind Swaminathan Partner Cyber, Privacy & Data Innovation, Class Action Defense

Seattle; Boston

Data is igniting a global, technological revolution. Increased collection, use, storage, and transfer of data has shifted the paradigm of innovation – and created a global security problem. Fortune 500 companies with large quantities of data, cities with vulnerable infrastructure, and every institution in between must manage that risk, without encumbering progress or technological advancement. To do so, they turn to Aravind Swaminathan, Global Co-chair of Orrick’s internationally recognized Cyber, Privacy & Data Innovation team.  Aravind is one of four lawyers ranked nationally by Chambers USA (Band 2) in the category of Privacy and Cybersecurity Litigation, which described him as "extremely skilled in the field of cybersecurity[.]  He's always well prepared and consistently has the answer [clients] need."

As a strategic cybersecurity advisor, Aravind partners with clients to proactively plan for a crisis and develop strategies to improve resiliency, respond efficiently and effectively,  protect their business and brand, and defend them in the onslaught of litigation and enforcement actions that follow. He guides organizations from large public company financial institutions to start-up technology companies to critical infrastructure providers through incidents, and develops business- and brand-centric tactics to mitigate and manage risk. He has directed more than 150 cybersecurity incident and data breach investigations, including enterprise-wide network intrusions to cyberattacks with national security implications. With extensive trial, litigation and appellate experience, he also defends his clients when cyber, privacy, and payments issues lead to regulatory investigations by the SEC, DOJ, FTC, and State Attorneys General and other civil litigation, including securities and consumer class action litigation and shareholder derivative suits. 

Aravind’s background as an Assistant United States Attorney and Computer Hacking and Intellectual Property Section gives him first-hand understanding of federal agencies that allows him to swiftly navigate the system, partner with investigators and find creative solutions for his clients. As a federal cybercrime prosecutor, Aravind investigated and prosecuted a broad array of cybercrime cases, including hacking, phishing, trade secrets theft, click fraud, cyber threats, and identity theft. Aravind also led the cybercrime outreach program, where he worked with members of the Department of Justice, state and federal regulators, law enforcement and other organizations on cybersecurity and related privacy issues.

Aravind is a sought-after speaker by Boards of Directors and industry professionals on cybersecurity issues, including threat landscapes, incident response plans, compliance, and brand/reputational risk management.

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Practice:

  • White Collar, Investigations, Securities Litigation & Compliance
  • Corporate
  • White Collar
  • Trials

John Wolfe Partner White Collar, Investigations, Securities Litigation & Compliance, Corporate

Seattle

For nearly 40 years, John Wolfe has provided crisis management advice to and directly represented businesses (public and private) and individuals confronting complex, high profile government investigations (criminal and civil). Chambers USA has described John as “having a fantastic reputation throughout the Bar as someone who can solve big-time problems,” and "one of the premier white-collar defense lawyers on the West Coast."

John is consistently recognized in The Best Lawyers in America and recommended by The Legal 500 United States as a white collar criminal defense lawyer. John relies upon a multi-disciplinary crisis management strategy to assist clients address both legal and reputational risk.

John has extensive experience representing clients in federal and state criminal and civil investigations, including state attorney general investigations, related to alleged: health care fraud, consumer protection violations,  public corruption and campaign finance violations, environmental violations (both land-based and maritime), including catastrophic industrial accident investigations, cybersecurity investigations and securities and tax fraud, including money laundering.    John is an accomplished and seasoned trial lawyer who has represented public and private clients in more than 100 jury trials, and appeared in state and federal proceedings throughout the Pacific Northwest, as well as California, Florida, New York, and Wyoming.

Honors:

In 2004, John chaired the Magistrate Selection Committee for the Federal District Court in the Western District of Washington. He has also served on several Merit Selection panels identifying candidates for appointment to the federal bench in the Western District of Washington. He is currently co-chair of the Federal Appointments Committee for the Federal Bar Association and has served as a Ninth Circuit Representative. He was once appointed to serve as a Special Master in a matter pending before the Federal District Court in the Western District of Washington to investigate issues related to a multi-party joint defense agreement.