Continuing Disclosure after MCDC


The SEC’s Municipal Continuing Disclose Compliance Initiative has shone a spotlight on continuing disclosure. It signals aggressive enforcement by the SEC and raises the stakes for compliance by Issuers, Borrowers and Underwriters.

Topics to be addressed in the webinar include:

  • What have we learned about continuing disclosure from MCDC?
  • What should new official statements say about continuing disclosure compliance?
  • What should be considered in drafting new Continuing Disclosure Agreements?
  • What policies and procedures should issuers, borrowers and underwriters employ?
  • What tools and services are available to assist or monitor compliance?