Events
U.S. State Law Compliance Training - It's Not Too Late to Get Started!
October.19.2022 | Orrick San Francisco Office - Recording Available
October.19.2022 | Orrick San Francisco Office - Recording Available
October.19.2022 | Washington, D.C.
October.19.2022 |
October.06.2022 |
September.28.2022 |
September.27.2022 - September.29.2022 | Omni Louisville Hotel | Louisville, KY
Benjamin Hutten discussed using a member's risk profile to identify suspicious transactions, and James Chou explored compliance issues related to filing a SAR, and FinCEN's guidance and OFAC implications.