Search

Search Language

中文(中国) / Simplified Chinese | Use language selector above (below, on mobile) to search additional languages

Open filter

26 items matching filters

Search Results

Insight

A Teachable Moment: Latest SEC Enforcement Actions Remind Underwriters of Limited Offering Exemption’s “Reasonable Belief” Requirements

by Jenna Magan, Jerry V. Kyle Jr. and Christine Reynolds
September.20.2022

In an unprecedented move, the SEC filed litigation against one underwriter of municipal securities and announced settlements with three others.

Insight

Lessons From Recent SEC Municipal Enforcement Actions

by Christine Reynolds and Jerry V. Kyle Jr.
July.19.2022

The Public Finance Abuse Unit of the U.S. Securities and Exchange Commission (the “SEC”) had a busy first half of 2022, bringing forth four ...

Insight

SEC Urges Disclosure of COVID-19 Impact in the Municipal Market

by Jenna Magan, Christine Reynolds and Jerry V. Kyle Jr.
May.13.2020

abstract design on light blue background

On May 4, 2020, Securities and Exchange Commission Chairman Jay Clayton and Director of the Office of Municipal Securities Rebecca Olsen issued a ...

Insight

COVID-19 and Municipal Securities Disclosure

by Roger Davis, Jenna Magan, Jerry V. Kyle Jr. and Christine Reynolds
March.23.2020

Overview Many issuers (including conduit borrowers) and others in the municipal market are facing unprecedented financial, operational and other ...

Insight

SEC Committee Makes Recommendations On Municipal Securities Disclosure Practices

by Roger Davis, Jenna Magan, Eileen Heitzler, Jerry V. Kyle Jr. and Christine Reynolds
February.20.2020

This Alert provides a summary of and comments on recommendations from the Fixed Income Market Structure Advisory Committee (FIMSAC).

Insight

SEC Proposes New Guidance on Role of Municipal Advisers in Private Placements

October.28.2019

In response to the proliferation of direct placements of municipal securities with financial institutions over the past decade, the SEC has proposed ...