Search

Search Language

italiano / Italian | Use language selector above (below, on mobile) to search additional languages

Open filter

14 items matching filters

Search Results

Insight

Fifth Circuit Strikes Down Nasdaq Board Diversity Rules

by Albert Vanderlaan, Soo Hwang and Bobby Bee
3 minute read | December.18.2024

The U.S. Court of Appeals for the Fifth Circuit vacated the SEC’s approval of Nasdaq’s board diversity rules.

Insight

Insider Trading Policy Key Terms and Trends

by Niki Fang, Bill Hughes, Albert Vanderlaan and Soo Hwang
5 minute read | June.25.2024

ESG: Environmental, Social & Corporate Governance

We analyzed the insider trading policies filed to date by early complying companies in the software and life sciences sectors.

Insight

SEC Finalizes Share Repurchase Disclosure Rules: What Public Companies Need to Know

by Andrew Allen, Bobby Bee, Brett Cooper, Bill Hughes and Soo Hwang
10 minute read | May.09.2023

New rules require public companies to provide more detailed disclosures about their share repurchases and to tag those disclosures in Inline XBRL.

On the Chain

Crypto Regulation Marches On With Potential Consequences for Trading Systems

by Soo Hwang, Joseph Perkins and James Wigginton
May.05.2023

A flurry of recent activity has reinforced the SEC’s commitment to regulate crypto assets, including trading systems that trade crypto asset ...

On the Chain

SEC Provides Expectations About Public Company Disclosures Regarding Crypto Ecosystem Impact

by Alice Hsu, Joseph Perkins and Soo Hwang
January.27.2023

What Happened The Division of Corporation Finance of the Securities and Exchange Commission (“SEC”) issued a sample letter on December 8, 2022, ...

Insight

New Disclosure Requirements to Consider for 2022 Fiscal Year End, the 2023 Proxy Season and Beyond

by Bobby Bee, Bill Hughes, Soo Hwang and Albert Vanderlaan
January.26.2023

2022 was a busy year in rulemaking for the Securities and Exchange Commission (SEC). As a result, there are many new disclosure requirements for ...

Insight

Considerations for Company Insiders When Contemplating Pledging Shares

by Albert Vanderlaan and Soo Hwang
10 minute read | January.19.2023

For many insiders at a newly formed public company, a large portion of their net worth is potentially tied up in holdings of their company’s ...

Insight

What You Need to Know About the SEC’s Amendments to Enhance Investor Protections Concerning Insider Trading

by Bill Hughes, Soo Hwang and Bobby Bee
13 minute read | December.16.2022

While many of these changes are consistent with best practices, some will be major changes for directors and officers.

Insight

Q&A: What Do Public Companies Need to Know About the Universal Proxy Rules

by J. T. Ho, Soo Hwang and Bobby Bee
11 minute read | December.15.2022

We have prepared this Q&A to help you gain an understanding of universal proxy rules and subsequently released C&DI guidance, and to address the most ...

Insight

SEC Adopts Final Pay Versus Performance Disclosure Rule

by Juliano Banuelos, Brett Cooper, Bill Hughes, Soo Hwang and Bobby Bee
August.30.2022

On August 25, 2022, the SEC adopted a final rule implementing a provision of the Dodd-Frank Act of 2010 requiring public companies to provide clear ...

Insight

The SEC’s Proposed Amendments to Rule 14a-8: Implementing Substantial Changes to the Shareholder Proposal Exclusion Framework

by Soo Hwang and Bobby Bee
July.15.2022

Key Takeaways: Over the better part of two decades, the SEC has been narrowing the bases for excluding shareholder proposals, resulting in ...

Insight

The SEC’s Proposed Cybersecurity Disclosure Requirements: What Public Companies Need to Know

by Aravind Swaminathan and Soo Hwang
March.10.2022

The SEC has proposed new disclosure rules for public companies regarding cybersecurity incidents and related policies and procedures. We will discuss ...