Contract Sr Reg Comp AdvisorNew York
Evelyn Grant, a contract senior regulatory advisor in the New York office, is a member of the Corporate group. Evelyn is a lawyer with more than 10 years of compliance and legal experience.
She was most recently the Chief Compliance Officer and General Counsel of RangeMark Financial Services, an advisory, credit risk management and capital markets firm specializing in structured finance assets. She was previously an associate attorney at Schulte Roth & Zabel LLP, where she advised investment funds, investment advisers, and broker-dealers regarding regulatory compliance matters.
Before graduating law school, Evelyn was Vice President and Director of Compliance at Oppenheimer Capital, an institutional money manager then with $60 billion under management, where she handled compliance issues for separately managed accounts, wrap accounts, mutual funds, private funds, and ERISA plans. While there, she was also a branch manager for affiliated broker-dealer Oppenheimer & Co., Inc.
Evelyn received a J.D. from Fordham University School of Law and a B.A. from Rutgers. She previously held the Series 7, 8, 24, 63 and 79 securities licenses. She is a member of the National Society of Compliance Professionals and the Women’s Investment Management Forum.