Why Disclosure Really Matters Now - The S.E.C. Enforcement Agenda

The Bond Buyer

In this webinar, Orrick lawyers discuss S.E.C. enforcement with Public Finance Abuse Unit Chief Leeann Ghazil Gaunt.

Topics Discussed Include:

  • What Are the Priorities of the Public Finance Abuse Unit?
  • What Sanctions Can the S.E.C. Bring Against Issuers, Underwriters, Their Officers and Officials?
  • Summary of Recent S.E.C. Enforcement Cases – What Patterns Can We Find?
  • Recent Increases in Exposure of and Enforcement Against Public Officials.
  • How Should An Official Respond if Contacted by the Public Finance Abuse Unit?