Ken represents issuers, underwriters and selling security holders on public and private offerings of debt and equity securities and liability management transactions, such as exchange offers, tender offers, and consent solicitations. He also guides businesses through all stages of organization and development by advising on ’34 Act and indenture reporting compliance, corporate governance and related regulatory matters, venture capital and growth equity financings, and corporate and securities law matters arising in connection with merger and acquisition transactions and corporate restructurings and reorganizations. Ken has served as counsel to companies in a variety of industries, including information technologies and services, life sciences and biotechnology, fintech, infrastructure, advertising, telecommunications, clean technology, financial services, and consumer products.
Before his law career, Ken managed his own company, consulting for technology startups, financial services firms, and advertising agencies on web-based initiatives.
Julia helps companies navigate and resolve challenging workplace issues and has extensive experience in:
Litigating and defeating harassment, discrimination, equal pay, disability and retaliation claims, including #MeToo and whistleblower allegations.
Successfully resolving pre-litigation disputes and employment claims.
The gig economy, independent contractor classification and agency temps, including the ABC test and California's Prop 22.
Wage & hour class and PAGA actions, including defeating class certification for technology and retail companies.
Arbitration agreements, employment policies, anti-harassment training and workplace compliance best practices.
Defending companies against government charges and audits, including unemployment insurance matters.
Employee complaints, workplace investigations, layoffs and employment terminations.
Providing advice and counsel on a wide variety of employment issues for small, medium and large companies.
Julia's clients include Lyft, PayPal, Airbnb, Instacart, Visa, Cisco, TaskRabbit, Beyond Meat, Unity Technologies, Williams-Sonoma, Inc., Dropbox and Gensler. Julia and her Orrick partner Lynne Hermle won the 2017 California Lawyer of the Year award in Labor and Employment from California Lawyer for their defense verdict for SpaceX in a high profile sex harassment, discrimination, retaliation and disability case. The Daily Journal also named their two jury trial wins for SpaceX as top verdicts in 2016 and 2017, both affirmed on appeal. Orrick was named Employment Group of the Year in 2018, 2019 and 2020 by Law360 and The Recorder has named Orrick the "Litigation Department of the Year: Labor and Employment" in California four times.
Side note: Julia also loves animal rescue and drinks lots of coffee.
Adam also has a complementary breadth of experience from a variety of financing, M&A, capital markets and general corporate matters in numerous sectors.
"Adam Smith is a highly competent financing lawyer with excellent commercial judgement and experience." - Chambers
"Adam's style is practical. He is able to explain complex legal matters so that we can make informed decisions." - Chambers
"Adam Smith is very capable and able to adapt to his client's needs." - Chambers
"Adam Smith is practical and easy to work with – he is able to explain legal concepts and how to appropriately allocate risks between parties and has good legal market knowledge." - Legal 500 UK
"We are very satisfied and impressed by the work performed by Adam Smith." - Legal 500 UK
"Adam Smith is very responsive and has excellent product expertise." - Legal 500 UK
"Adam Smith is a partner with the expertise to interpret and resolve disputes among counterparties." - Legal 500 UK
“Very pleased to have worked with Adam and the Orrick team on this unique and highly innovative debt product. The team demonstrated a combination of strong technical skills alongside excellent sector specific knowledge.” - Client testimonial
She has a wealth of experience in complex debt products, including in venture debt, leveraged finance, direct lending, corporate lending, acquisition finance, high-yield bonds, refinancings, restructurings, special situations and liability management exercises at all levels of the capital structure (including unitranche facilities, senior facilities, second liens, mezzanine debt, holdco PIK and convertible loan notes).
Mae is well versed in cross-border transactions and has been immersed in the European lending market for 15 years. Her prior experience includes an 18-month posting to Paris and in-house secondments at BNP Paribas, Goldman Sachs and Oaktree Capital. She is fluent in French.
Gargi’s work in protein therapeutics includes patent estate development for antibody and fusion protein therapeutics and utilizes her knowledge of the patent landscape in this area to inform strategic portfolio management. In the fields of genomics and proteomics, she has conducted diligence and developed portfolios related to the biochemistry of sequencing technologies, as well as to the associated devices and machine learning methods utilized in sequencing methods. In the field of cancer immunotherapies (immuno-oncology), she has developed portfolios related to cell-based immunotherapy approaches, including targeted immune cell therapies and immunological pathway interventions.
In addition, Gargi assists clients in providing intellectual property support for transactional matters, including diligence for mergers and acquisitions as well as financing rounds. Her technical experience is routinely called upon in helping to develop litigation strategies for complex and high-stakes trials.
Gargi has authored scientific papers in peer-reviewed publications, as well as articles discussing medical and biological research in general-interest newspapers and periodicals. Her doctoral work in Neuroscience from Stanford University focused on structure-function studies in ion channels, with an emphasis on using genetic engineering and electrophysiology to identify structural elements of potassium channels that lead to their voltage and chemical sensitivity.
His experience includes securitizing a diverse range of assets, including credit cards, personal loans, corporate loans, oil and gas wellbores, and cell tower ground leases. Mitch leverages his deep finance background and creative structuring skills in advising investors in 4(a)(2) transactions, particularly in the securitization of emerging esoteric asset classes.
In addition to his investor-side practice, Mitch represents issuers and underwriters in securities backed by credit card and other consumer receivables. These transactions often involve master trust structures and span publicly registered, 144A, and private placements.
Mitch also advises on regulatory considerations, such as application of risk-retention requirements, the Volcker Rule, and other aspects of the Dodd-Frank Act.
Before joining Orrick, Mitch was a partner in Chapman and Cutler’s Asset Securitization Department.
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