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740

Practice:

  • Finance Sector
  • Public Finance

Paul A. Toland Of Counsel

San Francisco

Paul's practice includes bond and issuer counsel work for tax-exempt and taxable financings, with a focus on revenue bonds, particularly multifamily housing revenue bonds issued by cities, counties, public authorities and joint powers agencies. 

Paul also serves as special counsel for the California Statewide Communities Development Authority for its conduit housing financings. 

Practice:

  • Technology & Innovation Sector
  • Technology Companies Group
  • Mergers & Acquisitions
  • Corporate Governance
  • Fintech
  • Blockchain & Digital Assets

John Bautista Partner

San Francisco; Santa Monica; Silicon Valley

John focuses his practice on advising emerging companies and investors, and represents both public and private high-tech and life sciences companies in many areas, including corporate and securities law, venture capital financings, mergers and acquisitions, public offerings, public company representation and technology licensing.

The Recorder named John the “2019 Innovator of the Year” for his work as the chief lawyer on the Long-Term Stock Exchange, a U.S. Securities and Exchange Commission-approved exchange designed to change the paradigm of traditional stock markets by rewarding entrepreneurs and investors committed to long-term business strategies. Financial Times recognized John as one of the Top 10 Most Innovative Individuals of the Year in 2017, calling him “one of the most influential lawyers in the technology ecosystem of Silicon Valley.” He is ranked Band 1 by Chambers USA California, for Venture Capital and Chambers USA Nationwide, ranked him Band 2 for Startups & Emerging Companies.

John is a Board member and co-founder of the Long-Term Stock Exchange, which is creating a new stock exchange for public companies supporting long-term investors, as well as an advisor and co-founder of Clerky.com, a company automating legal work for early-stage companies. He is also recognized for his work with Y Combinator companies.

At Orrick, John serves as Lead Partner for Transactions and Lead Partner for Innovation & Technology.

Prior to joining Orrick, John was a founding attorney of Venture Law Group and served on the Executive Committee. John previously practiced at Wilson, Sonsini, Goodrich & Rosati. John also served as Mayor of the City of Cupertino, California and a council member from 1993-1997, where he helped build important public partnerships, including with Apple Computer, the Mid-Peninsula Open Space Preserve, and San Jose and California Water Companies.

450285

Practice:

  • Financial & Fintech Advisory
  • Technology Companies Group
  • Strategic Advisory & Government Enforcement (SAGE)

Ignacio Sandoval Partner

Washington, D.C.

Ignacio engages with the SEC and the Financial Industry Regulatory Authority (FINRA) on behalf of clients on critical matters related to their business by seeking regulatory relief, interpretive guidance, exemptions and as a subject matter expert in enforcement and examination matters. He advises major U.S. broker-dealers in their clearing, retail, trading and institutional businesses, and on their financial responsibility and operational obligations.

Ignacio has counseled numerous broker-dealers on their obligations under the net capital rule (Rule 15c3-1), the customer protection rule (Rule 15c3-3), margin (Regulation T, Regulation U, Regulation X, FINRA Rule 4210, etc.), recordkeeping and reporting rules (Rule 17a-3, Rule 17a-4, Rule 17a-5, Rule 17a-8, Rule 17a-11, Rule 17a-13, etc.) and other middle office and back-office requirements. He has drafted market standard clearing and custody agreements for broker-dealers and has experience working on various types of agreements affecting market intermediaries and participants, including trading agreements, customer agreements, distribution agreements and platform agreements.

Ignacio regularly registers and provides support to alternative trading systems (ATS) and counsels market participants regarding their obligations to register as such. In addition, he has helped broker-dealers develop management platforms for clients involving money market funds and other cash equivalent instruments. He also has experience with cash sweep programs involving money market funds and bank deposit programs insured by the Federal Deposit Insurance Corporation (FDIC).

Ignacio’s experience also includes matters relating to domestic and foreign broker-dealer registrations, customer account statement and confirmation requirements, mergers and acquisition brokers, anti-money laundering obligations for buy-side and sell-side participants, transaction confirmations and outsourcing broker-dealer technology and platforms. He counsels foreign exchanges and foreign clearing organizations regarding U.S. regulatory obligations on the access of U.S. person to foreign options markets and security-futures products.

Nathan Dullum Claims Counsel

San Francisco

Nathan represents and advises the firm on all issues regarding claims and is responsible for managing the firm’s complex litigation strategies. He retains and supervises outside defense counsel, coordinates coverage and related issues with the firm’s insurance carriers, and ensures the effective and efficient defense of claims against the firm. Nathan is also a member of Orrick’s Risk Management Committee, responsible for promoting risk awareness and prevention through risk management training, internal firm publications, and risk management audits.

Prior to taking on his current role, Nathan was a member of Orrick's Complex Litigation and Dispute Resolution group. With over two decades of litigation and trial experience, Nathan has practiced before state and federal courts and has arbitrated matters before The Financial Industry Regulatory Authority and the International Center for Dispute Resolution.

Nathan joined Orrick as a summer associate in 2001. In 2007, he took a brief leave of absence to work as a prosecutor in the San Francisco County District Attorney’s Office.

155652

Practice:

  • 證券訴訟、集體訴訟與股東代表訴訟
  • Securities Litigation
  • Corporate Governance
  • White Collar, Investigations, Securities Litigation & Compliance
  • Strategic Advisory & Government Enforcement (SAGE)

Todd Scott Partner

San Francisco

Todd regularly advises companies and their boards on corporate governance best practices and fiduciary and disclosure duties, and has extensive experience in responding to shareholder litigation demands and other shareholder activism.

Before joining the firm, Todd was an associate at the San Francisco office of Clifford Chance US LLP. In his spare time, Todd is a musician, screenwriter and father to three fantastic kids.

145240

Practice:

  • Finance Sector
  • Industrial Development, Pollution Control and Solid Waste Financing
  • Renewable Energy
  • Higher Education and Student Loan Financing
  • Public Power Financing
  • 非營利組織融資

John Wang Partner

San Francisco

John advises issuers, borrowers and underwriters on financings for higher education, solid waste disposal (including waste-to-energy facilities), and utilities (including water, wastewater and energy facilities).  He actively advises clients in such financings on a national basis, including in California, Hawaii, Guam, Nevada and Texas.

John has been recognized as a leading lawyer by multiple organizations, including as a Chambers USA, Band 2 attorney for California Public Finance, and as one of California's top 50 development lawyers by The Daily Journal.

169389

Practice:

  • Technology & Innovation
  • Technology Companies Group

Anik Guha Partner

San Francisco; Santa Monica

Anik has represented leading tech companies across industries ranging from enterprise software and AI to fintech, energy tech, mental health and others, including Betterment, Confluent, Convoy, Fireworks, HashiCorp, Inspire Energy, Mux, Pinterest, Sourcegraph and Two Chairs. Selected clients that Anik has advised from the earliest stages through acquisition include Connectifier (sold to LinkedIn), Cove (sold to Dropbox), Expanse (sold to Palo Alto Networks), Nest (sold to Google) and Yammer (sold to Microsoft).  

More recently, Anik has followed his clients’ example and is focused on applying technological innovation to legal work and client service. Beyond his home office in San Francisco, Anik helped open Orrick’s Santa Monica office as well as a workspace in Oakland to better serve clients located in the East Bay.

A native Ohioan and former New Yorker, Anik lives with his family in Berkeley.