New York
Al represents issuers and underwriters in the issuance of credit-linked notes, collateralized bond obligations, synthetic convertible bonds and synthetic money market eligible securities. He also works with clients entering into various swap agreements, such as interest rate, credit default, currency, and equity swaps, and has authored alerts on various financial industry-related topics, including the Dodd-Frank Act.
Al has been ranked by Chambers and Partners both globally and nationally in the structured products category. Legal500 has noted Al for his work in structured finance, quoting a client who stated that he has "impressive expertise in all facets of securitization in general, which is immensely helpful when we are working on complex transactions." The International Financial Law Review has also recognized Al for his work in structured finance and securitization. Euromoney notes him as an expert in Banking, Financial and Transactional Law: Structured Finance and Securitization.
New York
Bill regularly advises clients on cross-border matters, including transactions in the maritime, energy and infrastructure and technology sectors. He has particular experience in the maritime sector, having guided various market participants on numerous complex international shipping and offshore corporate and capital markets deals and restructurings.
Reflecting feedback from his clients, Bill was named a BTI “Client Service All-Star” and is described by an IFLR1000 client commentator as “extremely responsive” with a “deep spectrum of knowledge,” in Banking and Finance.
Before joining Orrick in 2002, Bill practiced with two other international law firms in New York and Paris.
旧金山
He has represented secured and unsecured creditors, indenture trustees and others in bankruptcies and workouts in a variety of industries, including technology, rail transportation, air transportation, securities trading, commodities trading, supermarket, automobile sales, construction (including solar energy), retailing, convenience store, health care, telecommunications, film and television production, restaurant, home construction, real estate development, and equipment manufacturing.
He also has extensive experience in the structuring of asset securitization transactions to resolve bankruptcy and commercial law issues, representing issuers, underwriters, and credit enhancers with respect to many asset types, including mortgage loans (residential and commercial, U.S. and foreign), credit cards (secured and unsecured), trade receivables (U.S. and foreign), consumer and marketplace loans, property assessed clean energy (PACE), delinquent property tax receivables, tobacco settlement payments, attorneys’ fee payments in connection with the tobacco settlement, whole business securitization, home equity loans, auto loans, time share loans, excess servicing fees, manufactured home loans, aircraft leases, home relocation receivables, defaulted receivables, electric utility stranded costs, franchise loans, dealer floorplan loans, equipment leases, mutual fund fees, limited partnership interests, bank funds flows, annuity fees, health care receivables, insured student loans, repackaged securities, viatical loans, and insurance premium receivables. In addition, he has been responsible for commercial law and bankruptcy structuring of collateralized debt obligations, municipal derivatives, lease to service contracts, Indian tribe financings, and a wide variety of public finance transactions and project finance transactions. He also represents borrowers and lenders in secured transactions.
IFLR1000, US and California Restructuring and Insolvency, Notable Practitioner, 2021
Mentioned in the Structured Finance: Securitization category of The Legal 500 US 2021
New York
His practice focuses on representing financial institutions, governmental and regulated entities, hedge funds and corporate end-users in developing, structuring and negotiating a broad range of fixed income, foreign exchange, commodity, energy and credit derivative products. Among other things, he has successfully negotiated numerous domestic and cross-border lien-secured hedging transactions relating to leveraged loans and infrastructure transactions, as well as deal-contingent hedges. In addition, Nik has significant experience in foreign exchange and fixed income prime brokerage issues, as well as various structured products. He also regularly advises clients in connection with derivatives regulation, including the application of the Dodd-Frank legislation and related regulations. Also, Nik provides counsel on close-out netting matters and UCC issues relating account control arrangements for collateral. Nik regularly advises on the structuring and negotiation of energy and commodity hedging transactions, as well as swap regulatory matters relating to VPPAs. Moreover, on a regular basis, Nik represents market participants on the termination and close-out of derivatives and other products, including providing advice on related bankruptcy matters.
Nik has published articles in several journals, including on rating agency hedge criteria in connection with structured finance transactions.
Before joining Orrick, Nik was vice president and assistant general counsel at Goldman, Sachs & Co. and director and counsel at UBS AG. He also served as a law clerk to the Honorable Nicholas Tsoucalas of the United States Court of International Trade.
From 1999 to 2007, Nik held a commission as a Captain in the United States Army Reserve, where he was qualified to practice as a Judge Advocate. A veteran of both Operations Iraqi Freedom and Enduring Freedom, he served as an Operational and Administrative Law attorney in Kuwait, Iraq and Afghanistan.
New York
He regularly advises on bank regulations (including, but not limited to, the Bank Holding Company Act and Regulation Y; the Federal Reserve Act; OCC regulations; Regulations U, X, and T; Regulation W; Regulation K; New York Banking Law; and U.S. regulation of foreign banks); CFTC and derivatives regulatory matters (including uncleared swap margin and capital rules, commodity pool operator and commodity trading advisor requirements, product and registrant definitions, the application of CFTC requirements to digital assets, the cross-border framework, swap data reporting, business conduct rules, mandatory clearing and related exceptions, and various key issues for derivatives end users); broker-dealer regulation; regulation of fintech companies, including digital asset clients, robo-advisers, and nonbank lenders; the Investment Advisers Act; the Investment Company Act; and the securities laws generally.
He also regularly negotiates equity and other types of derivatives transactions and related derivatives documentation on both the sell and the buy sides. In addition, he represents issuers and underwriters in commercial mortgage, auto loan, credit card, and other types of securitizations. He also has a broad background in mergers and acquisitions, capital markets, venture capital, corporate governance, and general corporate matters.
New York
Prior to joining Orrick, Darrell served as the Global Head of Litigation and Regulatory Proceedings at Goldman Sachs, where he served as a key advisor to the firm and oversaw litigation, arbitration, and other disputes, as well as regulatory, criminal, and investigative proceedings, affecting Goldman Sachs, its world-wide affiliates, or their employees. In this role, Darrell managed a large international team of lawyers that determined legal strategy for threatened or actual litigations, regulatory and criminal matters and other contentious proceedings, oversaw internal investigations, and advised legal and business constituencies on legal, reputational and regulatory risks and issues involving all businesses of Goldman Sachs including investment banking, global markets, merchant banking, research, trading, lending, M&A, asset and wealth management, and consumer lending. Darrell was responsible for the firm’s most critical litigation and regulatory matters and successfully resolved a number of important matters on behalf of the firm.
Before joining Goldman Sachs in 2018, Darrell was a litigation partner at Sullivan & Cromwell LLP. Over the years, Darrell has litigated a broad range of commercial cases, including in the areas of securities, banking, financial services, antitrust, consumer financial products, products liability, business torts, bankruptcy litigation, ERISA and other complex corporate litigation. For example, Darrell has represented several financial institutions and public companies, including Goldman Sachs, JPMorgan, Moody’s, Banco Popular, and Fiat Chrysler, in numerous securities class actions, shareholder litigations and other disputes.
Darrell also has guided corporate and individual clients across the globe through multi-billion-dollar investigations, enforcement proceedings, and significant compliance matters including a wide range of matters before the DOJ, the SEC, the CFTC, FINRA, the Federal Reserve Bank, the New York Department of Financial Services and various state attorneys general, and foreign bank regulators. For example, Darrell advised Goldman Sachs in reaching coordinated resolutions in multiple criminal and regulatory investigations in jurisdictions around the world relating to an alleged multi-billion-dollar money laundering and corruption scheme involving the Malaysian sovereign development company, 1MDB, and senior public officials in Malaysia and the United Arab Emirates. Darrell also served as lead counsel to one of the preeminent automobile manufacturers in multiyear criminal and regulatory investigations relating to diesel emissions, sales reporting and bribery issues.
旧金山; 硅谷
Recognized as a leader in Securities Litigation by Chambers USA, clients praise Jim as, “a spectacular relationship manager” and tell the publication, “Jim is one of the first people I will call to think through an issue. I would use him for any securities matters.” Jim is also regularly featured among Benchmark Litigation’s list of the nation’s Leading Litigators.
Jim is a frequent lecturer on securities and class action litigation and an editor for the Securities Reform Act Litigation Reporter. Jim is past chair of the Embarcadero YMCA Board of Managers and remains active in YMCA philanthropy. In his spare time, he enjoys time with his family and is a recreational long course triathlete.
New York
Jennifer has co-authored numerous briefs and dispositive motions in federal and state courts of appeals and trial courts, and at both the certiorari and merits stage in the U.S. Supreme Court. Her experience covers a wide range of substantive areas, including constitutional law and statutory interpretation, labor and employment, intellectual property, healthcare law, privacy law, class action defense, securities litigation, and complex commercial litigation. She has deep expertise in appeals and critical motions in financial services litigation, including representing financial institutions in major RMBS cases and in putative and certified class actions, and she is currently representing Goldman Sachs, JPMorgan, and other underwriters of initial and secondary offerings in multiple securities class actions. Jennifer also maintains an active pro bono practice focusing on the areas of immigrant and women’s rights.
While at Orrick, Jennifer has argued and won two appeals. She argued and won an appeal on behalf of OpenTV raising issues of contract interpretation in the California Court of Appeal. She also argued and won an appeal on behalf of an immigration client seeking relief under the Convention Against Torture in the U.S. Court of Appeals for the Ninth Circuit.
Prior to joining Orrick, Jennifer was a Staff Attorney at a national nonprofit and an associate at a boutique firm. In her prior roles, she participated in all aspects of litigation, arguing and briefing dispositive motions, examining multiple witnesses at trial, and taking depositions of both fact and expert witnesses. Jennifer graduated from Yale Law School, where she was an Editor on the Yale Law Journal. Immediately following law school, she served as a law clerk to Judge Kim McLane Wardlaw of the United States Court of Appeals for the Ninth Circuit.
旧金山
Alex is recognized by Chambers and Legal 500 as an "Up and Coming" and "Rising Star" in securities litigation. He has extensive experience representing public and private companies and their D&Os, as well as investment banks and underwriters, in securities and corporate governance-related litigation and other complex commercial litigation. He also regularly advises companies and their boards on corporate governance best practices and fiduciary and disclosure duties, frequently presents and publishes on these topics, and teaches a full-semester course on transactional and shareholder litigation at the University of California Berkeley School of Law.
Alex earned his Juris Doctor degree, with Honors, Order of the Coif, from the University of Chicago Law School, and graduated with a Bachelor of Arts degree from the University of California, Davis.
Washington, D.C.
Washington, D.C.
Before joining Orrick, Holly clerked for the Honorable Jane Kelly of the United States Court of Appeals for the Eighth Circuit and the Honorable Tena Campbell of the United States District Court for the District of Utah. Prior to her clerkships, she was a litigation associate at Arnold & Porter.
Holly is a graduate of Harvard Law School, where she served on the Board of Student Advisers, as an Articles Editor of the Harvard Journal of Law & Gender, and as a research assistant for Professor Diane L. Rosenfeld, Professor Michael Ashley Stein, and the Harvard Law School Project on Disability.
Holly has a Ph.D. in American Government from Georgetown University, where she concentrated on judicial politics in the state and federal courts. Prior to law school she taught political science at Colorado State University. Her published work has appeared in the New Mexico Law Review, the Fordham Urban Law Journal, the Georgetown Journal of Legal Ethics, and the Berkeley Journal of Gender, Law & Justice, among other journals.
休斯敦; Austin
Barbara represents state and local governmental, for-profit and nonprofit corporations, and other market participants in the issuance of qualified 501(c)(3) private activity bonds for eligible residential rental projects for affordable and middle-income housing, as well as related infrastructure financing, including tax and revenue anticipation notes (TRANs). She serves as special tax counsel to one of the largest sports authorities in Texas, with the goal to promote local and community development, including maintenance and expansion of the city’s stadiums and parks.
She also has significant experience representing nonprofit organizations. Formerly an attorney with the Chief Counsel of the Internal Revenue Service, Barbara has represented clients before the IRS in a variety of matters involving tax-exempt bonds, including audits and private letter ruling requests. She has participated in all facets of the tax analysis associated with the issuance of governmental purpose bonds, certain tax credit bonds, qualified 501(c)(3) bonds, qualified residential rental bonds and qualified small issue bonds.
Barbara has served on the Steering Committee and has chaired the Working Capital panel and the Bond Direct Purchase - Advanced Tax Topics panel for the Bond Attorneys’ Workshop, the oldest and largest annual gathering of bond lawyers.
Washington, D.C.
Washington, D.C.
Lowell's practice centers on drafting and negotiating a wide range of documents related to renewable energy project development, including power purchase agreements (PPAs), virtual PPAs, energy storage service agreements, tolling agreements, and engineering, procurement, and construction contracts. He also supports clients with interconnection, transmission, and regulatory matters. Leveraging his regulatory and appellate expertise, Lowell delivers comprehensive, forward-thinking advice to help clients anticipate and overcome obstacles.
Before joining Orrick, Lowell served as a junior partner at a boutique law firm where he led the representation of developers of solar, wind, hydroelectric, generation-plus-storage, and biomass projects. His work involved negotiating offtake agreements, navigating complex regulatory environments before state utility commissions and the Federal Energy Regulatory Commission, and engaging in extensive appellate practice related to renewable energy project development under the Public Utility Regulatory Policies Act.
Prior to practicing law, he served as a climate policy analyst for an international non-governmental organization in Washington, D.C., where he advanced U.S. climate policy on refrigerants and contributed to amending the Montreal Protocol to phase-out hydrofluorocarbon super greenhouse gases.