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362315

Practice:

  • 全球调查
  • Securities Litigation
  • 审判
  • Strategic Advisory & Government Enforcement (SAGE)

Amy Walsh 合伙人

New York

Amy represents individuals and institutions in government investigations, enforcement actions and prosecutions conducted by the U.S. Department of Justice (DOJ), the Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC) and the Internal Revenue Service. She negotiates resolutions with government officials, but also tries cases against the government. She is a fierce advocate for her clients, and her work often results in the government declining to bring charges.

Amy was an Assistant United States Attorney for 12 years in the United States Attorney’s Office for the Eastern District of New York, where she led dozens of investigations and cases on behalf of the U.S. government and supervised several sections within the Office.

Amy has also served as a court-appointed monitor for a global financial institution.

362315

Practice:

  • 全球调查
  • Securities Litigation
  • 审判
  • Strategic Advisory & Government Enforcement (SAGE)

Amy Walsh 合伙人

New York

Amy represents individuals and institutions in government investigations, enforcement actions and prosecutions conducted by the U.S. Department of Justice (DOJ), the Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC) and the Internal Revenue Service. She negotiates resolutions with government officials, but also tries cases against the government. She is a fierce advocate for her clients, and her work often results in the government declining to bring charges.

Amy was an Assistant United States Attorney for 12 years in the United States Attorney’s Office for the Eastern District of New York, where she led dozens of investigations and cases on behalf of the U.S. government and supervised several sections within the Office.

Amy has also served as a court-appointed monitor for a global financial institution.

740

Practice:

  • Finance Sector
  • Technology & Innovation Sector
  • Cyber, Privacy & Data Innovation
  • 集体诉讼抗辩
  • White Collar, Investigations, Securities Litigation & Compliance
  • 政府调查与执法行动
  • 审判
  • Strategic Advisory & Government Enforcement (SAGE)

Aravind Swaminathan 合伙人

西雅图; Boston

A leading cybersecurity and online safety authority, Aravind is recognized by Chambers USA in Privacy and Data Security in both Litigation and Incident Response. Clients describe him as “a very talented lawyer experienced with incident responses” and “incredibly responsive and technically savvy.”

Aravind’s deep knowledge of his clients’ business objectives and technological capabilities distinguishes him as a strategic advisor and frontline crisis responder. He advises some of the world’s leading online platforms, public and private financial institutions, tech companies, higher education institutions, and critical infrastructure providers on cybersecurity, and their obligations to monitor and remove harmful or illegal content online and root out instances of child exploitation.

He is adept at guiding companies through cybersecurity incidents, having directed more than 500 data breach investigations, including enterprise-wide network intrusions to cyberattacks with national security implications. Aravind defends clients in an array of cybersecurity and privacy class actions and regulatory enforcement actions brought by the SEC, FTC, NY DFS and State AGs, and also represents individual C-level executives in criminal and civil regulatory enforcement matters.

As a former assistant United States attorney, he investigated and prosecuted a broad array of cybercrime, child exploitation cases, digital crimes, and white-collar crime cases. This first-hand knowledge of federal agencies allows him to navigate the system, partner with investigators and find creative solutions for clients.

Aravind is a member of Orrick’s Board of Directors, and he devotes much of his free time to advising independent schools on AI, online safety, and cybersecurity, and teaching and coaching.

740

Practice:

  • Finance Sector
  • Technology & Innovation Sector
  • Cyber, Privacy & Data Innovation
  • 集体诉讼抗辩
  • White Collar, Investigations, Securities Litigation & Compliance
  • 政府调查与执法行动
  • 审判
  • Strategic Advisory & Government Enforcement (SAGE)

Aravind Swaminathan 合伙人

西雅图; Boston

A leading cybersecurity and online safety authority, Aravind is recognized by Chambers USA in Privacy and Data Security in both Litigation and Incident Response. Clients describe him as “a very talented lawyer experienced with incident responses” and “incredibly responsive and technically savvy.”

Aravind’s deep knowledge of his clients’ business objectives and technological capabilities distinguishes him as a strategic advisor and frontline crisis responder. He advises some of the world’s leading online platforms, public and private financial institutions, tech companies, higher education institutions, and critical infrastructure providers on cybersecurity, and their obligations to monitor and remove harmful or illegal content online and root out instances of child exploitation.

He is adept at guiding companies through cybersecurity incidents, having directed more than 500 data breach investigations, including enterprise-wide network intrusions to cyberattacks with national security implications. Aravind defends clients in an array of cybersecurity and privacy class actions and regulatory enforcement actions brought by the SEC, FTC, NY DFS and State AGs, and also represents individual C-level executives in criminal and civil regulatory enforcement matters.

As a former assistant United States attorney, he investigated and prosecuted a broad array of cybercrime, child exploitation cases, digital crimes, and white-collar crime cases. This first-hand knowledge of federal agencies allows him to navigate the system, partner with investigators and find creative solutions for clients.

Aravind is a member of Orrick’s Board of Directors, and he devotes much of his free time to advising independent schools on AI, online safety, and cybersecurity, and teaching and coaching.

450285

Practice:

  • Financial & Fintech Advisory
  • Technology Companies Group
  • Strategic Advisory & Government Enforcement (SAGE)

Ignacio Sandoval 合伙人

Washington, D.C.

Ignacio engages with the SEC and the Financial Industry Regulatory Authority (FINRA) on behalf of clients on critical matters related to their business by seeking regulatory relief, interpretive guidance, exemptions and as a subject matter expert in enforcement and examination matters. He advises major U.S. broker-dealers in their clearing, retail, trading and institutional businesses, and on their financial responsibility and operational obligations.

Ignacio has counseled numerous broker-dealers on their obligations under the net capital rule (Rule 15c3-1), the customer protection rule (Rule 15c3-3), margin (Regulation T, Regulation U, Regulation X, FINRA Rule 4210, etc.), recordkeeping and reporting rules (Rule 17a-3, Rule 17a-4, Rule 17a-5, Rule 17a-8, Rule 17a-11, Rule 17a-13, etc.) and other middle office and back-office requirements. He has drafted market standard clearing and custody agreements for broker-dealers and has experience working on various types of agreements affecting market intermediaries and participants, including trading agreements, customer agreements, distribution agreements and platform agreements.

Ignacio regularly registers and provides support to alternative trading systems (ATS) and counsels market participants regarding their obligations to register as such. In addition, he has helped broker-dealers develop management platforms for clients involving money market funds and other cash equivalent instruments. He also has experience with cash sweep programs involving money market funds and bank deposit programs insured by the Federal Deposit Insurance Corporation (FDIC).

Ignacio’s experience also includes matters relating to domestic and foreign broker-dealer registrations, customer account statement and confirmation requirements, mergers and acquisition brokers, anti-money laundering obligations for buy-side and sell-side participants, transaction confirmations and outsourcing broker-dealer technology and platforms. He counsels foreign exchanges and foreign clearing organizations regarding U.S. regulatory obligations on the access of U.S. person to foreign options markets and security-futures products.

450285

Practice:

  • Financial & Fintech Advisory
  • Technology Companies Group
  • Strategic Advisory & Government Enforcement (SAGE)

Ignacio Sandoval 合伙人

Washington, D.C.

Ignacio engages with the SEC and the Financial Industry Regulatory Authority (FINRA) on behalf of clients on critical matters related to their business by seeking regulatory relief, interpretive guidance, exemptions and as a subject matter expert in enforcement and examination matters. He advises major U.S. broker-dealers in their clearing, retail, trading and institutional businesses, and on their financial responsibility and operational obligations.

Ignacio has counseled numerous broker-dealers on their obligations under the net capital rule (Rule 15c3-1), the customer protection rule (Rule 15c3-3), margin (Regulation T, Regulation U, Regulation X, FINRA Rule 4210, etc.), recordkeeping and reporting rules (Rule 17a-3, Rule 17a-4, Rule 17a-5, Rule 17a-8, Rule 17a-11, Rule 17a-13, etc.) and other middle office and back-office requirements. He has drafted market standard clearing and custody agreements for broker-dealers and has experience working on various types of agreements affecting market intermediaries and participants, including trading agreements, customer agreements, distribution agreements and platform agreements.

Ignacio regularly registers and provides support to alternative trading systems (ATS) and counsels market participants regarding their obligations to register as such. In addition, he has helped broker-dealers develop management platforms for clients involving money market funds and other cash equivalent instruments. He also has experience with cash sweep programs involving money market funds and bank deposit programs insured by the Federal Deposit Insurance Corporation (FDIC).

Ignacio’s experience also includes matters relating to domestic and foreign broker-dealer registrations, customer account statement and confirmation requirements, mergers and acquisition brokers, anti-money laundering obligations for buy-side and sell-side participants, transaction confirmations and outsourcing broker-dealer technology and platforms. He counsels foreign exchanges and foreign clearing organizations regarding U.S. regulatory obligations on the access of U.S. person to foreign options markets and security-futures products.

472572

Practice:

  • Litigation and IP
  • Securities Litigation
  • White Collar, Investigations, Securities Litigation & Compliance
  • Financial Services Litigation
  • Life Sciences & HealthTech
  • Energy & Infrastructure

Eddie Han 合伙人

硅谷

Clients turn to Eddie for strategic counsel on their most significant exposures. He has represented biopharmaceutical and molecular diagnostics companies in securities class actions and proxy contest disputes, advised global technology leaders and financial institutions in internal investigations and M&A-related disputes, and defended numerous clients in regulatory investigations. His experience also includes matters involving the Foreign Corrupt Practices Act (FCPA).

Eddie is frequently sought for his expertise in responding to investigations by the Department of Justice (DOJ), Securities and Exchange Commission (SEC), and other federal and state agencies, including self-regulatory organizations. He regularly guides audit and special committees through internal investigations related to SOX compliance, revenue recognition, and executive compensation, and defends clients in insider trading and securities fraud matters.

Recognized by Legal 500 for Securities Litigation: Defense and M&A Litigation: Defense and by Best Lawyers in America for Securities Litigation, Eddie is a regular speaker on securities litigation topics and has been quoted in leading periodicals. He has authored numerous articles on securities enforcement and litigation, sharing insights that reflect his deep understanding of the evolving securities litigation and regulatory landscape.

472572

Practice:

  • Litigation and IP
  • Securities Litigation
  • White Collar, Investigations, Securities Litigation & Compliance
  • Financial Services Litigation
  • Life Sciences & HealthTech
  • Energy & Infrastructure

Eddie Han 合伙人

硅谷

Clients turn to Eddie for strategic counsel on their most significant exposures. He has represented biopharmaceutical and molecular diagnostics companies in securities class actions and proxy contest disputes, advised global technology leaders and financial institutions in internal investigations and M&A-related disputes, and defended numerous clients in regulatory investigations. His experience also includes matters involving the Foreign Corrupt Practices Act (FCPA).

Eddie is frequently sought for his expertise in responding to investigations by the Department of Justice (DOJ), Securities and Exchange Commission (SEC), and other federal and state agencies, including self-regulatory organizations. He regularly guides audit and special committees through internal investigations related to SOX compliance, revenue recognition, and executive compensation, and defends clients in insider trading and securities fraud matters.

Recognized by Legal 500 for Securities Litigation: Defense and M&A Litigation: Defense and by Best Lawyers in America for Securities Litigation, Eddie is a regular speaker on securities litigation topics and has been quoted in leading periodicals. He has authored numerous articles on securities enforcement and litigation, sharing insights that reflect his deep understanding of the evolving securities litigation and regulatory landscape.

740

Practice:

  • Renewable Energy
  • Financial Services Investigations & Enforcement
  • Energy & Infrastructure
  • 复杂诉讼与争议解决
  • 审判
  • Asset‐Backed Securities

Thomas Kidera 合伙人

New York

Tom represents Orrick's renewable energy and infrastructure clients in a vast array of commercial, warranty, and construction litigation matters throughout the U.S. and around the globe, previously having served as a member of the Orrick team that represented Hemlock Semiconductor (a leading producer of solar-grade polycrystalline silicon) in a host of litigations and proceedings arising from the breach of its long-term supply agreements by counterparties. His practice touches all types of renewable energy disputes from PPA litigation, to development and construction claims, to component supply and performance disputes, and everything in between.

In addition to representing his clients in courts and confidential arbitrations, Tom regularly provides pre-litigation counseling to Orrick's renewable energy and infrastructure clients, helping them manage their enterprise liability and pursue and defend claims through mediation and pre-dispute procedures, often resolving matters amicably before they devolve into full litigation or arbitration.

Tom also has litigated structured finance issues for his entire career, representing securitization sponsors and loan servicers in an array of litigations from securities fraud and loan repurchase disputes to ERISA and consumer class actions, also consulting and advising on the interpretation of securitization documents and events of default.

In addition, Tom represents audit firms and accountants in regulatory proceedings commenced by the SEC and the PCAOB along with related civil litigations. He has experience managing and conducting large scale internal investigations, liaising with regulators, remediating problems, and managing risk and liability in delicate circumstances.

Tom maintains an active pro bono practice representing asylum seekers and U.S. veterans seeking discharge status upgrades.

740

Practice:

  • Renewable Energy
  • Financial Services Investigations & Enforcement
  • Energy & Infrastructure
  • 复杂诉讼与争议解决
  • 审判
  • Asset‐Backed Securities

Thomas Kidera 合伙人

New York

Tom represents Orrick's renewable energy and infrastructure clients in a vast array of commercial, warranty, and construction litigation matters throughout the U.S. and around the globe, previously having served as a member of the Orrick team that represented Hemlock Semiconductor (a leading producer of solar-grade polycrystalline silicon) in a host of litigations and proceedings arising from the breach of its long-term supply agreements by counterparties. His practice touches all types of renewable energy disputes from PPA litigation, to development and construction claims, to component supply and performance disputes, and everything in between.

In addition to representing his clients in courts and confidential arbitrations, Tom regularly provides pre-litigation counseling to Orrick's renewable energy and infrastructure clients, helping them manage their enterprise liability and pursue and defend claims through mediation and pre-dispute procedures, often resolving matters amicably before they devolve into full litigation or arbitration.

Tom also has litigated structured finance issues for his entire career, representing securitization sponsors and loan servicers in an array of litigations from securities fraud and loan repurchase disputes to ERISA and consumer class actions, also consulting and advising on the interpretation of securitization documents and events of default.

In addition, Tom represents audit firms and accountants in regulatory proceedings commenced by the SEC and the PCAOB along with related civil litigations. He has experience managing and conducting large scale internal investigations, liaising with regulators, remediating problems, and managing risk and liability in delicate circumstances.

Tom maintains an active pro bono practice representing asylum seekers and U.S. veterans seeking discharge status upgrades.

Practice:

  • 复杂诉讼与争议解决
  • Financial Services Litigation
  • 集体诉讼抗辩
  • 政府调查与执法行动
  • 知识产权

David McGill 合伙人

Washington, D.C.

The Legal 500 reports that David has earned a reputation among clients for dispensing “invaluable and practical, business-oriented advice,” and his approach to disputes has been praised as “insightful, uber responsive and fearless.”

Known as an aggressive advocate, David is frequently retained by financial firms to design creative solutions for investigations and disputes involving allegations of market misconduct across an array of financial products, commodities, and other asset classes. He has successfully persuaded the U.S. Commodity Futures Trading Commission (CFTC), U.S. Department of Justice (DOJ), and U.S. Securities and Exchange Commission (SEC) to walk away from threatened charges in numerous contexts, and his recent litigation wins include obtaining the first-ever dismissal of a criminal spoofing scheme charge in a commodities futures case. Alternative asset managers and technology companies often turn to David for advice on regulatory and compliance issues, including in the areas of digital currency and exchange enforcement.

David’s practice also extends to intellectual property disputes and investigations into alleged workplace misconduct. He regularly represents technology, sports, and media companies in matters involving allegations of trade secret misappropriation, licensing disputes, unfair competition, and employee/insider misconduct.

Practice:

  • 复杂诉讼与争议解决
  • Financial Services Litigation
  • 集体诉讼抗辩
  • 政府调查与执法行动
  • 知识产权

David McGill 合伙人

Washington, D.C.

The Legal 500 reports that David has earned a reputation among clients for dispensing “invaluable and practical, business-oriented advice,” and his approach to disputes has been praised as “insightful, uber responsive and fearless.”

Known as an aggressive advocate, David is frequently retained by financial firms to design creative solutions for investigations and disputes involving allegations of market misconduct across an array of financial products, commodities, and other asset classes. He has successfully persuaded the U.S. Commodity Futures Trading Commission (CFTC), U.S. Department of Justice (DOJ), and U.S. Securities and Exchange Commission (SEC) to walk away from threatened charges in numerous contexts, and his recent litigation wins include obtaining the first-ever dismissal of a criminal spoofing scheme charge in a commodities futures case. Alternative asset managers and technology companies often turn to David for advice on regulatory and compliance issues, including in the areas of digital currency and exchange enforcement.

David’s practice also extends to intellectual property disputes and investigations into alleged workplace misconduct. He regularly represents technology, sports, and media companies in matters involving allegations of trade secret misappropriation, licensing disputes, unfair competition, and employee/insider misconduct.