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740

Practice:

  • 政府调查与执法行动
  • 证券诉讼、集体诉讼与股东派生诉讼
  • White Collar, Investigations, Securities Litigation & Compliance
  • White Collar
  • 证券诉讼、集体诉讼与股东派生诉讼

Ariel Winawer 高级律师

旧金山

In addition to representing clients in state and federal courts nationwide and in arbitration, Ariel also counsels public and private companies and their directors and officers on a wide range of issues relating to corporate governance and litigation risk and strategy. On the regulatory side, Ariel represents institutions and individuals in connection with investigations by the DOJ, SEC, FINRA, and other state and federal agencies. She also has defended clients in several high-profile SEC and DOJ enforcement actions.

Ariel additionally maintains an active pro bono practice focused on immigration and civil rights matters.

740

Practice:

  • 政府调查与执法行动
  • 证券诉讼、集体诉讼与股东派生诉讼
  • White Collar, Investigations, Securities Litigation & Compliance
  • White Collar
  • 证券诉讼、集体诉讼与股东派生诉讼

Ariel Winawer 高级律师

旧金山

In addition to representing clients in state and federal courts nationwide and in arbitration, Ariel also counsels public and private companies and their directors and officers on a wide range of issues relating to corporate governance and litigation risk and strategy. On the regulatory side, Ariel represents institutions and individuals in connection with investigations by the DOJ, SEC, FINRA, and other state and federal agencies. She also has defended clients in several high-profile SEC and DOJ enforcement actions.

Ariel additionally maintains an active pro bono practice focused on immigration and civil rights matters.

740

Practice:

  • 证券诉讼、集体诉讼与股东派生诉讼
  • 复杂诉讼与争议解决
  • 政府调查与执法行动
  • 审判

Kevin M. Askew 合伙人

Los Angeles

Kevin has extensive experience defending securities class actions, including on behalf of high-profile clients in the technology and finance sectors. He also regularly represents clients in shareholder derivative suits, including actions alleging breaches of fiduciary duty and failures of oversight.

Kevin has handled a wide range of other complex litigation matters, including contract disputes, civil RICO actions, and cases related to corporate breakups.

Clients also turn to Kevin when they face scrutiny from government regulators. Kevin represents companies, and their officers and directors, when they receive subpoenas in connection with investigations by the SEC and other agencies. And when necessary, Kevin defends his clients in regulatory enforcement actions, including cases brought by the SEC and state Attorneys General.

Kevin devotes significant time to pro bono matters. Public Counsel’s Immigrants’ Rights Project awarded Kevin its annual Pro Bono Award in recognition of his representation of an asylum seeker in a long-running Immigration Court matter.

Kevin has authored articles on securities-related topics in numerous publications, including the Daily Journal, the National Law Journal, and Bloomberg BNA.

740

Practice:

  • 证券诉讼、集体诉讼与股东派生诉讼
  • 复杂诉讼与争议解决
  • 政府调查与执法行动
  • 审判

Kevin M. Askew 合伙人

Los Angeles

Kevin has extensive experience defending securities class actions, including on behalf of high-profile clients in the technology and finance sectors. He also regularly represents clients in shareholder derivative suits, including actions alleging breaches of fiduciary duty and failures of oversight.

Kevin has handled a wide range of other complex litigation matters, including contract disputes, civil RICO actions, and cases related to corporate breakups.

Clients also turn to Kevin when they face scrutiny from government regulators. Kevin represents companies, and their officers and directors, when they receive subpoenas in connection with investigations by the SEC and other agencies. And when necessary, Kevin defends his clients in regulatory enforcement actions, including cases brought by the SEC and state Attorneys General.

Kevin devotes significant time to pro bono matters. Public Counsel’s Immigrants’ Rights Project awarded Kevin its annual Pro Bono Award in recognition of his representation of an asylum seeker in a long-running Immigration Court matter.

Kevin has authored articles on securities-related topics in numerous publications, including the Daily Journal, the National Law Journal, and Bloomberg BNA.

431228

Practice:

  • White Collar, Investigations, Securities Litigation & Compliance
  • Strategic Advisory & Government Enforcement (SAGE)

David Krakoff 合伙人

Washington, D.C.

His clients are investigated and prosecuted by the Department of Justice (DOJ), the Securities and Exchange Commission (SEC), the Treasury Department and other domestic and foreign enforcement agencies. They face prosecution for potential violations of the Foreign Corrupt Practices Act (FCPA), and the laws regulating securities enforcement, accounting fraud, public corruption, antitrust, tax health care, export control, False Claims Act (FCA), trade secrets and the environment. In addition, his clients are often involved in high-stakes shareholder class action litigation. He has had primary trial responsibility in more than 50 cases.

David is a recognized leader in the field of white collar and complex litigation. He is a Fellow in The American College of Trial Lawyers. Chambers USA has ranked him as a leading Litigation lawyer (2006-2022), and described him as "one of the best trial lawyers in the city … a genuine lion of the white-collar Bar ... extremely thoughtful and imaginative in developing investigation and trial strategy … He really knows his way around the court and the justice system. One of his greatest strengths is that he is unflinching in his willingness to try cases." Chambers also noted his FCPA work: “He is a shrewd tactician and always thoroughly prepared … great tactical judgment and a sense for strategy." Other accolades include: Legal 500 (2012, 2015-2022), which recognized him as the leader of Buckley’s "terrific" team that is “highly active in a number of regulated industries, with noted expertise in the financial services sector." Benchmark Litigation 2019 named him as a top practitioner in White Collar and General Commercial Litigation. In 2015 he was named a Law360 Trial Ace and a National Law Journal White Collar Trailblazer.

Prior to joining Orrick, David was a partner at Buckley LLP. In addition to his experience in private practice, he served as an Assistant U.S. Attorney for the District of Columbia for 10 years.

431228

Practice:

  • White Collar, Investigations, Securities Litigation & Compliance
  • Strategic Advisory & Government Enforcement (SAGE)

David Krakoff 合伙人

Washington, D.C.

His clients are investigated and prosecuted by the Department of Justice (DOJ), the Securities and Exchange Commission (SEC), the Treasury Department and other domestic and foreign enforcement agencies. They face prosecution for potential violations of the Foreign Corrupt Practices Act (FCPA), and the laws regulating securities enforcement, accounting fraud, public corruption, antitrust, tax health care, export control, False Claims Act (FCA), trade secrets and the environment. In addition, his clients are often involved in high-stakes shareholder class action litigation. He has had primary trial responsibility in more than 50 cases.

David is a recognized leader in the field of white collar and complex litigation. He is a Fellow in The American College of Trial Lawyers. Chambers USA has ranked him as a leading Litigation lawyer (2006-2022), and described him as "one of the best trial lawyers in the city … a genuine lion of the white-collar Bar ... extremely thoughtful and imaginative in developing investigation and trial strategy … He really knows his way around the court and the justice system. One of his greatest strengths is that he is unflinching in his willingness to try cases." Chambers also noted his FCPA work: “He is a shrewd tactician and always thoroughly prepared … great tactical judgment and a sense for strategy." Other accolades include: Legal 500 (2012, 2015-2022), which recognized him as the leader of Buckley’s "terrific" team that is “highly active in a number of regulated industries, with noted expertise in the financial services sector." Benchmark Litigation 2019 named him as a top practitioner in White Collar and General Commercial Litigation. In 2015 he was named a Law360 Trial Ace and a National Law Journal White Collar Trailblazer.

Prior to joining Orrick, David was a partner at Buckley LLP. In addition to his experience in private practice, he served as an Assistant U.S. Attorney for the District of Columbia for 10 years.

445231

Practice:

  • 复杂诉讼与争议解决
  • 知识产权
  • Trade Secrets Litigation
  • Financial Services Litigation
  • Securities Litigation

Kim B. Goldberg 顾问律师

New York

Kim represents companies and individuals in a variety of complex commercial matters, including breach of contract, securities and stockholder litigation, borrower-lender disputes, trade secret misappropriation, and bankruptcy proceedings. She also has significant experience in white collar criminal and regulatory investigations and enforcement actions, as well as internal investigations. Kim regularly appears in courts across the country; before arbitration panels; and before regulators including the SEC, DOJ, and CFTC.

Kim maintains an active pro bono practice, including matters ranging from prisoners' rights to immigration issues and constitutional law.

Kim graduated from Harvard Law School, where she was an editor of the Harvard Law Review. She earned her B.A., with honors and distinction, and M.A. from Stanford University, where she was a member of Phi Beta Kappa.

Before joining Orrick, Kim practiced in the litigation departments of Milbank LLP and Wachtell, Lipton, Rosen & Katz.

445231

Practice:

  • 复杂诉讼与争议解决
  • 知识产权
  • Trade Secrets Litigation
  • Financial Services Litigation
  • Securities Litigation

Kim B. Goldberg 顾问律师

New York

Kim represents companies and individuals in a variety of complex commercial matters, including breach of contract, securities and stockholder litigation, borrower-lender disputes, trade secret misappropriation, and bankruptcy proceedings. She also has significant experience in white collar criminal and regulatory investigations and enforcement actions, as well as internal investigations. Kim regularly appears in courts across the country; before arbitration panels; and before regulators including the SEC, DOJ, and CFTC.

Kim maintains an active pro bono practice, including matters ranging from prisoners' rights to immigration issues and constitutional law.

Kim graduated from Harvard Law School, where she was an editor of the Harvard Law Review. She earned her B.A., with honors and distinction, and M.A. from Stanford University, where she was a member of Phi Beta Kappa.

Before joining Orrick, Kim practiced in the litigation departments of Milbank LLP and Wachtell, Lipton, Rosen & Katz.

Practice:

  • 复杂诉讼与争议解决
  • White Collar, Investigations, Securities Litigation & Compliance
  • Trade Secrets Litigation
  • 知识产权
  • 审判
  • Technology & Innovation

Ben Au 合伙人

Santa Monica

Ben’s diverse practice focuses on disputes where an understanding of technology and business is essential. Ben’s civil litigation practice includes trade secret misappropriation, breach of contract, and funder / founder disputes, through arbitration and trial and on appeal. Ben also has extensive experience in government enforcement actions before the SEC and FTC, as well as federal criminal matters ranging from fraud to FCPA to export controls. He has also conducted numerous internal investigations on behalf of corporate clients. Clients praise Ben’s understanding of the tech ecosystem, responsiveness, and practical, solutions-oriented business judgment.

Ben is committed to impacting his community and maintains an active pro bono practice, including representation and collaboration with the ACLU, National Association of Criminal Defense Lawyers, Asian Americans Advancing Justice, Electronic Frontier Foundation, and Equality California, on issues ranging from religious freedom, school integration, reproductive rights, privacy from government surveillance, and the right for same-sex couples to marry.

Ben currently serves on the Board of Directors of 826LA, a non-profit organization providing literacy and writing programs for children in underserved areas of Los Angeles. Since 2018, Ben has served on the Board of Directors for the National Association of Criminal Defense Lawyers. He currently co-chairs its White-Collar Crime Committee and is the vice-chair of its Ninth Circuit Amicus Committee. Ben previously served on the Yale Law School Association Executive Committee, representing Northern and Southern California. The judges of the United States Court of Appeal for the Ninth Circuit appointed Ben to serve as an appellate lawyer representative to the court.

Practice:

  • 复杂诉讼与争议解决
  • White Collar, Investigations, Securities Litigation & Compliance
  • Trade Secrets Litigation
  • 知识产权
  • 审判
  • Technology & Innovation

Ben Au 合伙人

Santa Monica

Ben’s diverse practice focuses on disputes where an understanding of technology and business is essential. Ben’s civil litigation practice includes trade secret misappropriation, breach of contract, and funder / founder disputes, through arbitration and trial and on appeal. Ben also has extensive experience in government enforcement actions before the SEC and FTC, as well as federal criminal matters ranging from fraud to FCPA to export controls. He has also conducted numerous internal investigations on behalf of corporate clients. Clients praise Ben’s understanding of the tech ecosystem, responsiveness, and practical, solutions-oriented business judgment.

Ben is committed to impacting his community and maintains an active pro bono practice, including representation and collaboration with the ACLU, National Association of Criminal Defense Lawyers, Asian Americans Advancing Justice, Electronic Frontier Foundation, and Equality California, on issues ranging from religious freedom, school integration, reproductive rights, privacy from government surveillance, and the right for same-sex couples to marry.

Ben currently serves on the Board of Directors of 826LA, a non-profit organization providing literacy and writing programs for children in underserved areas of Los Angeles. Since 2018, Ben has served on the Board of Directors for the National Association of Criminal Defense Lawyers. He currently co-chairs its White-Collar Crime Committee and is the vice-chair of its Ninth Circuit Amicus Committee. Ben previously served on the Yale Law School Association Executive Committee, representing Northern and Southern California. The judges of the United States Court of Appeal for the Ninth Circuit appointed Ben to serve as an appellate lawyer representative to the court.

Practice:

  • International Trade and Investment
  • 美国《反海外腐败法》(FCPA)与反腐败
  • 反洗钱与银行保密法
  • Mergers & Acquisitions
  • Responsible Business
  • Strategic Advisory & Government Enforcement (SAGE)

Jeanine P. McGuinness 合伙人

Washington, D.C.

Jeanine’s clients include major U.S. and foreign financial institutions, and pharmaceutical, technology, defense, space, telecommunications, energy, and infrastructure companies, among others.

Examples of Jeanine’s experience include:

  • Represents clients in preparing voluntary self-disclosures, administrative subpoena responses and license applications, and represents companies in connection with enforcement actions by the Treasury Department’s Office of Foreign Assets Control (OFAC)
  • Provides policy and compliance advice to clients affected by frequent changes in U.S. sanctions, including sanctions targeting Iran, Cuba, and Russia/Ukraine
  • Assists foreign purchasers of U.S. companies in national security reviews, including navigating the CFIUS process, through preparation of notices, meetings with CFIUS member agencies, advising on follow-on investigations, and negotiating and implementing mitigation agreements
  • Assists clients in developing and updating economic sanctions, anti-money laundering, and anti-corruption compliance policies and procedures
  • Represents financial institutions in connection with U.S. federal and state enforcement actions regarding compliance with U.S. anti-money laundering laws and regulations
  • Represents lenders, underwriters, borrowers, and issuers in international lending and capital markets transactions regarding sanctions, anti-corruption, and anti-money laundering issues
  • Advises a U.S. trade association and its member banks regarding U.S. sanctions, anti-corruption, and anti-money laundering issues in lending transactions, and prepares guidance for the industry on these matters
  • Advises financial institutions on the application of U.S. anti-money laundering regulations, with specific emphasis on customer identification program (CIP)/know your customer (KYC)/customer due diligence (CDD) requirements and suspicious activity reporting requirements
  • Regularly advises private equity and hedge funds regarding compliance with U.S. anti-money laundering and sanctions laws and regulations, including with respect to appropriate provisions in subscription materials and enhanced due diligence on high-risk investors
  • Advises clients regarding sanctions-related inquiries from the Securities and Exchange Commission (SEC) and state agencies implementing divestment laws and assists clients in preparing sanctions-related disclosure for inclusion in annual reports to the SEC

Jeanine is ranked in both the CFIUS Experts and Export Controls & Economic Sanctions categories by Chambers USA in 2019, 2020, 2021, and 2022. An interviewee had this to say of their experience working with Jeanine, “I am continuously impressed by her extensive knowledge, excellent communication skills and her ability to wrap her subject matter expertise around the details of the matter and then drive conclusions or recommendations for next steps."

Practice:

  • International Trade and Investment
  • 美国《反海外腐败法》(FCPA)与反腐败
  • 反洗钱与银行保密法
  • Mergers & Acquisitions
  • Responsible Business
  • Strategic Advisory & Government Enforcement (SAGE)

Jeanine P. McGuinness 合伙人

Washington, D.C.

Jeanine’s clients include major U.S. and foreign financial institutions, and pharmaceutical, technology, defense, space, telecommunications, energy, and infrastructure companies, among others.

Examples of Jeanine’s experience include:

  • Represents clients in preparing voluntary self-disclosures, administrative subpoena responses and license applications, and represents companies in connection with enforcement actions by the Treasury Department’s Office of Foreign Assets Control (OFAC)
  • Provides policy and compliance advice to clients affected by frequent changes in U.S. sanctions, including sanctions targeting Iran, Cuba, and Russia/Ukraine
  • Assists foreign purchasers of U.S. companies in national security reviews, including navigating the CFIUS process, through preparation of notices, meetings with CFIUS member agencies, advising on follow-on investigations, and negotiating and implementing mitigation agreements
  • Assists clients in developing and updating economic sanctions, anti-money laundering, and anti-corruption compliance policies and procedures
  • Represents financial institutions in connection with U.S. federal and state enforcement actions regarding compliance with U.S. anti-money laundering laws and regulations
  • Represents lenders, underwriters, borrowers, and issuers in international lending and capital markets transactions regarding sanctions, anti-corruption, and anti-money laundering issues
  • Advises a U.S. trade association and its member banks regarding U.S. sanctions, anti-corruption, and anti-money laundering issues in lending transactions, and prepares guidance for the industry on these matters
  • Advises financial institutions on the application of U.S. anti-money laundering regulations, with specific emphasis on customer identification program (CIP)/know your customer (KYC)/customer due diligence (CDD) requirements and suspicious activity reporting requirements
  • Regularly advises private equity and hedge funds regarding compliance with U.S. anti-money laundering and sanctions laws and regulations, including with respect to appropriate provisions in subscription materials and enhanced due diligence on high-risk investors
  • Advises clients regarding sanctions-related inquiries from the Securities and Exchange Commission (SEC) and state agencies implementing divestment laws and assists clients in preparing sanctions-related disclosure for inclusion in annual reports to the SEC

Jeanine is ranked in both the CFIUS Experts and Export Controls & Economic Sanctions categories by Chambers USA in 2019, 2020, 2021, and 2022. An interviewee had this to say of their experience working with Jeanine, “I am continuously impressed by her extensive knowledge, excellent communication skills and her ability to wrap her subject matter expertise around the details of the matter and then drive conclusions or recommendations for next steps."