People

Search Language

中文(中国) / Simplified Chinese | Use language selector above (below, on mobile) to search additional languages

329 items matching filters

Search Results

740

Practice:

  • Finance Sector
  • Technology & Innovation Sector
  • Capital Markets
  • 企业治理
  • Mergers & Acquisitions
  • Technology Companies Group

Kenneth Marx 高级律师

New York

Ken represents issuers, underwriters and selling security holders on public and private offerings of debt and equity securities and liability management transactions, such as exchange offers, tender offers, and consent solicitations. He also guides businesses through all stages of organization and development by advising on ’34 Act and indenture reporting compliance, corporate governance and related regulatory matters, venture capital and growth equity financings, and corporate and securities law matters arising in connection with merger and acquisition transactions and corporate restructurings and reorganizations. Ken has served as counsel to companies in a variety of industries, including information technologies and services, life sciences and biotechnology, fintech, infrastructure, advertising, telecommunications, clean technology, financial services, and consumer products.

Before his law career, Ken managed his own company, consulting for technology startups, financial services firms, and advertising agencies on web-based initiatives.

740

Practice:

  • Finance Sector
  • Public Finance

Patricia L. Eichar 合伙人

波特兰; 沙加缅度

Ms. Eichar has represented issuers, underwriters and borrowers in taxable and tax-exempt municipal financings for health care organizations, senior living communities, and other types of 501(c)(3) organizations.  In addition, Ms. Eichar has represented various municipal issuers, including the State of California, in the issuance of general obligation bonds, deficit bonds, revenue anticipation notes, lease revenue bonds, enterprise revenue bonds, pension obligation bonds and land-secured bonds, and in municipal lease and redevelopment financing.

As disclosure counsel to myriad public agencies, Ms. Eichar advises on matters including the content of primary offering documents as well as continuing disclosure filings.

In addition to her work in municipal financings, Ms. Eichar has taken on multiple pro bono projects, including prosecuting guardianships for Sacramento's Voluntary Legal Services Program and assisting veterans with appeals of denial of disability benefits before the Board of Veterans Appeals.

740

Practice:

  • Finance Sector
  • Public Finance

Patricia L. Eichar 合伙人

波特兰; 沙加缅度

Ms. Eichar has represented issuers, underwriters and borrowers in taxable and tax-exempt municipal financings for health care organizations, senior living communities, and other types of 501(c)(3) organizations.  In addition, Ms. Eichar has represented various municipal issuers, including the State of California, in the issuance of general obligation bonds, deficit bonds, revenue anticipation notes, lease revenue bonds, enterprise revenue bonds, pension obligation bonds and land-secured bonds, and in municipal lease and redevelopment financing.

As disclosure counsel to myriad public agencies, Ms. Eichar advises on matters including the content of primary offering documents as well as continuing disclosure filings.

In addition to her work in municipal financings, Ms. Eichar has taken on multiple pro bono projects, including prosecuting guardianships for Sacramento's Voluntary Legal Services Program and assisting veterans with appeals of denial of disability benefits before the Board of Veterans Appeals.

740

Practice:

  • Finance Sector
  • Structured Finance
  • Derivatives
  • Banking & Finance
  • Fintech
  • Commercial Mortgage‐Backed Securities
  • Asset‐Backed Securities

Jonas Robison 顾问律师

New York

He regularly advises on bank regulations (including, but not limited to, the Bank Holding Company Act and Regulation Y; the Federal Reserve Act; OCC regulations; Regulations U, X, and T; Regulation W; Regulation K; New York Banking Law; and U.S. regulation of foreign banks); CFTC and derivatives regulatory matters (including uncleared swap margin and capital rules, commodity pool operator and commodity trading advisor requirements, product and registrant definitions, the application of CFTC requirements to digital assets, the cross-border framework, swap data reporting, business conduct rules, mandatory clearing and related exceptions, and various key issues for derivatives end users); broker-dealer regulation; regulation of fintech companies, including digital asset clients, robo-advisers, and nonbank lenders; the Investment Advisers Act; the Investment Company Act; and the securities laws generally.

He also regularly negotiates equity and other types of derivatives transactions and related derivatives documentation on both the sell and the buy sides. In addition, he represents issuers and underwriters in commercial mortgage, auto loan, credit card, and other types of securitizations. He also has a broad background in mergers and acquisitions, capital markets, venture capital, corporate governance, and general corporate matters.

740

Practice:

  • Finance Sector
  • Structured Finance
  • Derivatives
  • Banking & Finance
  • Fintech
  • Commercial Mortgage‐Backed Securities
  • Asset‐Backed Securities

Jonas Robison 顾问律师

New York

He regularly advises on bank regulations (including, but not limited to, the Bank Holding Company Act and Regulation Y; the Federal Reserve Act; OCC regulations; Regulations U, X, and T; Regulation W; Regulation K; New York Banking Law; and U.S. regulation of foreign banks); CFTC and derivatives regulatory matters (including uncleared swap margin and capital rules, commodity pool operator and commodity trading advisor requirements, product and registrant definitions, the application of CFTC requirements to digital assets, the cross-border framework, swap data reporting, business conduct rules, mandatory clearing and related exceptions, and various key issues for derivatives end users); broker-dealer regulation; regulation of fintech companies, including digital asset clients, robo-advisers, and nonbank lenders; the Investment Advisers Act; the Investment Company Act; and the securities laws generally.

He also regularly negotiates equity and other types of derivatives transactions and related derivatives documentation on both the sell and the buy sides. In addition, he represents issuers and underwriters in commercial mortgage, auto loan, credit card, and other types of securitizations. He also has a broad background in mergers and acquisitions, capital markets, venture capital, corporate governance, and general corporate matters.

Alison Roffi General Counsel

New York

Alison advises the firm on matters related to corporate governance, client relationships, and professional responsibility and ethics related to the practice of law. She has developed deep experience in the ethical considerations surrounding the use of legal tech, including AI and GenAI tools.

Alison provides legal advice to Orrick’s Board and Management Committee regarding firm management, growth, and policies. She is a member of the firm’s Operations Team and sits on the Risk Management Committee and AI Council. She also serves on the Risk Management Committee of MPC, the firm’s malpractice insurer.

Prior to joining the firm’s Office of General Counsel, Alison was a litigator in the firm’s Complex Litigation and Dispute Resolution group. Her practice focused on representing audit firms and accountants in regulatory proceedings as well as civil disputes related to professional liability and representing insurance policyholders in matters related to coverage, claims, and recovery. She has experience managing and conducting large-scale internal investigations, liaising with regulators, and managing cross-border risk and liability. Alison also defended financial institutions in lawsuits arising out of the global financial crisis.

Alison Roffi General Counsel

New York

Alison advises the firm on matters related to corporate governance, client relationships, and professional responsibility and ethics related to the practice of law. She has developed deep experience in the ethical considerations surrounding the use of legal tech, including AI and GenAI tools.

Alison provides legal advice to Orrick’s Board and Management Committee regarding firm management, growth, and policies. She is a member of the firm’s Operations Team and sits on the Risk Management Committee and AI Council. She also serves on the Risk Management Committee of MPC, the firm’s malpractice insurer.

Prior to joining the firm’s Office of General Counsel, Alison was a litigator in the firm’s Complex Litigation and Dispute Resolution group. Her practice focused on representing audit firms and accountants in regulatory proceedings as well as civil disputes related to professional liability and representing insurance policyholders in matters related to coverage, claims, and recovery. She has experience managing and conducting large-scale internal investigations, liaising with regulators, and managing cross-border risk and liability. Alison also defended financial institutions in lawsuits arising out of the global financial crisis.

16192

Practice:

  • Finance Sector
  • 税务

Edwin Oswald 合伙人

Washington, D.C.

His practice also includes advising on post-issuance tax compliance matters including working with non-profit borrowers of tax-exempt bonds on new IRS Schedule K annual reporting matters.

He served in the Office of Tax Legislative Counsel at U.S .Treasury Department, where he developed policy, legislative initiatives and regulations affecting public finance and structured finance.

Ed Oswald is the author of "From Ronald to Donald: How the Myth of Reagan Became the Cult of Trump." In this book, he explores the tax policy behind “supply side economics” and the transformation of conservative politics from Ronald Reagan’s presidency to Donald Trump’s rise. Ed is frequently sought after for his expertise and is quoted by top publications, including Newsweek and The Bond Buyer.

16192

Practice:

  • Finance Sector
  • 税务

Edwin Oswald 合伙人

Washington, D.C.

His practice also includes advising on post-issuance tax compliance matters including working with non-profit borrowers of tax-exempt bonds on new IRS Schedule K annual reporting matters.

He served in the Office of Tax Legislative Counsel at U.S .Treasury Department, where he developed policy, legislative initiatives and regulations affecting public finance and structured finance.

Ed Oswald is the author of "From Ronald to Donald: How the Myth of Reagan Became the Cult of Trump." In this book, he explores the tax policy behind “supply side economics” and the transformation of conservative politics from Ronald Reagan’s presidency to Donald Trump’s rise. Ed is frequently sought after for his expertise and is quoted by top publications, including Newsweek and The Bond Buyer.

740

Practice:

  • Finance Sector
  • Structured Finance
  • Mergers & Acquisitions
  • Residential Mortgage‐Backed Securities
  • Fintech

Dora Mao 高级顾问律师

旧金山

In addition, she advises financial services clients regularly in connection with Dodd-Frank Act compliance, Regulation AB and other securities law and regulatory compliance matters, warehouse facilities, purchase and sale agreements and template development, servicing rights and repurchase facilities.  She has also advised nonprofits in connection with financing affordable housing and economic development.

In 2012, she was seconded part-time to a finance company client, where she assisted in drafting and implementing compliance policies and procedures and related training materials.

Dora is also experienced in a broad range of securities and commercial transactions, including private and public offerings of equity and debt, mergers and acquisitions, and commercial loan origination. She has represented both issuers and investors in a wide variety of equity and debt issuances.    

Dora was Partner-in-Charge of the San Francisco office of the firm from 2000 through 2003 and serves on the firm’s Opinion Committee and Professional Development Committee.   She served on the Board of Directors of the Girl Scouts of Northern California from 2004 through 2012 and the Board of Trustees of San Francisco University High School from 2007 through 2014.

740

Practice:

  • Finance Sector
  • Structured Finance
  • Mergers & Acquisitions
  • Residential Mortgage‐Backed Securities
  • Fintech

Dora Mao 高级顾问律师

旧金山

In addition, she advises financial services clients regularly in connection with Dodd-Frank Act compliance, Regulation AB and other securities law and regulatory compliance matters, warehouse facilities, purchase and sale agreements and template development, servicing rights and repurchase facilities.  She has also advised nonprofits in connection with financing affordable housing and economic development.

In 2012, she was seconded part-time to a finance company client, where she assisted in drafting and implementing compliance policies and procedures and related training materials.

Dora is also experienced in a broad range of securities and commercial transactions, including private and public offerings of equity and debt, mergers and acquisitions, and commercial loan origination. She has represented both issuers and investors in a wide variety of equity and debt issuances.    

Dora was Partner-in-Charge of the San Francisco office of the firm from 2000 through 2003 and serves on the firm’s Opinion Committee and Professional Development Committee.   She served on the Board of Directors of the Girl Scouts of Northern California from 2004 through 2012 and the Board of Trustees of San Francisco University High School from 2007 through 2014.

740

Practice:

  • Finance Sector
  • Restructuring

Amy Pasacreta 顾问律师

New York

She advises investment banks, broker-dealers, hedge funds and other financial institutions on legal issues related to the purchase and sale of domestic and international par and distressed assets, including bilateral and syndicated loans, loan participations and derivative structured products. Amy also works with clients to structure deals involving preference, administrative and unsecured trade claims and assists clients in enforcing their rights in the bankruptcy case after the claims are purchased. She represents buy side and sell side clients in connection with private transfers of debt and equity securities, special situations investments, and transactional matters relative to in-court and out-of-court restructurings. Amy also has experience representing lenders on secured and unsecured financing transactions across a wide array of industries, including shipping, airline, energy and infrastructure.

Amy is a consensus builder with industry knowledge and working relationships with all major market players. She has extensive experience in the preparation and negotiation of bespoke documents under the LSTA and LMA regimes, and is routinely involved with cross-border transactions throughout Europe, Asia, Latin America and the United States. A seasoned practitioner, she coordinates efforts and resources across the firm to ensure transactions are handled efficiently.

Amy is an active member of the industry’s loan associations and provides training for in house counsel and operations teams at financial institutions.