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591 items matching filters

320648

Practice:

  • Technology & Innovation Sector
  • Technology Companies Group
  • Mergers & Acquisitions
  • Capital Markets
  • Blockchain & Digital Assets

Daniel S. Kim Partner

Santa Monica; Los Angeles; Orange County

Dan has a general business and corporate law practice, representing both emerging and public companies in a variety of matters, including corporate and securities law, venture capital financings, mergers and acquisitions, de-SPAC transactions, day-to-day general corporate matters, structured liquidity programs, public offerings, Securities and Exchange Commission reporting and compliance and corporate governance.

Dan began his legal career in Silicon Valley and works with a significant number of clients in Southern California, the San Francisco Bay Area and around the world.  Dan is also an Adjunct Professor at Loyola Law School. 

Dan’s current and former representations include:

  • Beyond Meat
  • Ceradyne
  • Compellent Technologies
  • GitHub
  • Luminar Technologies
  • Momentus
  • Outward
  • Pinterest
  • Planet Labs
  • Spectrum Pharmaceuticals
  • ZestFinance

 Dan also has represented numerous venture capital and private equity investors including Founders Fund, Kapor Capital, Storm Ventures, Warburg Pincus, Wicklow Capital and many others.  

434971

Practice:

  • Risoluzione contenziosi e vertenze complesse

Thomas Garvey Senior Associate

New York

Tom provides valuable complex litigation and class action litigation experience, including for clients like Goldman Sachs, UBS O’Connor, Jefferies, and Credit Suisse.

Prior to joining Orrick, he practiced at Sullivan & Cromwell in New York and clerked for the Honorable Kevin C. Newsom in the United States Court of Appeals for the Eleventh Circuit and for the Honorable James B. Loken in the United States Court of Appeals for the Eighth Circuit.

Tom received his J.D. from the University of Chicago Law School.

Practice:

  • Technology & Innovation Sector
  • Life Sciences & HealthTech
  • Technology & Innovation
  • Technology Companies Group
  • Governance aziendale
  • Mergers & Acquisitions
  • Capital Markets

Gregg Griner Partner

Boston; Chicago

Gregg represents companies in all stages of their life cycles, from start-ups to public companies, and in a variety of industries including, software, hardware, information services, financial services, financial technology, consumer goods, fashion, media, energy, medical devices and pharmaceuticals. He advises these companies in many aspects of their businesses including financings, corporate governance, employment matters, acquisitions, divestitures, licensing and distribution arrangements, and joint ventures and strategic partnerships.

Gregg also represents venture capital firms in their formation, fundraising efforts and maintenance, as well as in their investments in early and later stage operating companies and in complex leveraged transactions and restructurings. Gregg has worked with a number of leading technology and life science companies in connection with their initial and follow-on public offerings, M&A activities and leading investment banks in their underwriting of public equity and debt offerings.

Gregg has received praise from numerous peer publications, including Best Lawyers (Technology Law, Massachusetts) and Massachusetts Lawyers Weekly (Go-To Lawyer for Healthcare/Life Sciences).

740

Practice:

  • Finance Sector
  • Employment Law & Litigation
  • Discriminazione, molestie e ritorsioni
  • Pay Equity
  • Whistleblower & Corporate Investigations
  • Retribuzione oraria

Jill Rosenberg Partner

New York

She handles complex individual cases, as well as class actions and systemic government investigations. She represents a broad range of companies, including employers in the securities industry, banks and financial institutions, accounting firms, law firms, and employers in the technology and media industries. Jill also has particular proficiency in the representation of nonprofit entities, including colleges, universities, hospitals, foundations and cultural institutions.

She designs and conducts training programs for clients and frequently speaks on employment law issues for employer and bar association groups such as National Employment Law Institute, Practising Law Institute, National Association of College and University Attorneys and the New York State Bar Association.

469627

Practice:

  • Risoluzione contenziosi e vertenze complesse

Chris Ricigliano Managing Associate

Washington, D.C.

Chris is experienced in handling all aspects of litigation for clients of all sizes and across subject matters. He has worked to initiate litigation, managed ESI collections and discovery disputes, prepared cases for trial and worked on teams trying bench and jury trials to completion. Chris is committed to serving clients however necessary to meet their dispute resolution needs, including by resolving disputes outside of court. 

740

Practice:

  • Finance Sector
  • Public Finance

Douglas Goe Senior Counsel

Portland

Doug is senior partner with decades of experience in public finance and municipal bond law, including federal, state and tribal tax and securities law issues.

Doug serves as bond counsel for the State of Alaska, the Alaska Municipal Bond Bank Authority, the Washington Economic Development Finance Authority, the Oregon Department of Transportation, the State of Oregon concerning the issuance of General Obligation Bonds for Higher Education and Oregon Health and Science University. Doug also serves as the primary lead bond counsel for the Oregon Facilities Authority on higher education, hospital and other conduit 501(c)(3) revenue bond issues.

Doug has also served as bond counsel, underwriters counsel or borrowers counsel on conduit revenue bonds in the states of Alaska, Arizona, California, Florida, Idaho, Illinois, Michigan, Washington, Wisconsin and Wyoming.

432805

Practice:

  • Financial & Fintech Advisory
  • Strategic Advisory and Government Enforcement
  • Fintech

Caroline Stapleton Partner

Washington, D.C.

Client-centered experiences are at the heart of Caroline’s practice. She has provided a wide variety of institutions, from fintech startups to multinational banks, with tailored, practical guidance that considers each company’s unique characteristics and strategic goals. Caroline draws on her prior experiences as an attorney at a federal prudential regulator and as the head of compliance at a consumer finance company to give clients a comprehensive picture of the legal risks and opportunities each new matter presents.

Her work on behalf of financial services providers has included:

  • Providing guidance regarding novel or complex regulatory questions, often in the context of developing new financial products and services
  • Performing compliance risk assessments of marketing, underwriting, pricing, origination, servicing and loss mitigation activities
  • Advising banks and supervised lenders with examinations by federal and state regulators, including responding to exam findings, CAMELS ratings, Matters Requiring Attention (MRA/MRIA) and enforcement referrals
  • Strategically responding to and defending enforcement actions by state and federal regulators, including the Consumer Financial Protection Bureau (CFPB), Office of the Comptroller of the Currency (OCC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve Board and Department of Justice (DOJ), and, if necessary, negotiating favorable settlements
  • Developing strategies for bank partnership, state licensing and bank charter opportunities for consumer financial services providers
  • Conducting internal investigations of suspected misconduct or violations of an institution’s policies and/or regulatory requirements

In these and other representations, Caroline brings strong substantive knowledge of the key federal and state statutes and regulations governing the financial services industry. Her specific areas of focus include:

  • Fair lending and anti-discrimination laws, including the Fair Housing Act (FHA) and the Equal Credit Opportunity Act (ECOA)
  • Prohibitions on unfair, deceptive or abusive acts or practices (UDAP and UDAAP)
  • Technical regulatory compliance under federal and state laws governing loan marketing, disclosures, settlement practices, servicing and collection practices, consumer reporting and electronic payments
  • Federal preemption, including under the National Bank Act
  • Compliance management best practices and regulatory expectations, including third-party vendor and merchant oversight
  • Treatment and disclosure of confidential supervisory information (CSI)
  • State lease-to-own laws and regulations

Prior to joining Orrick, Caroline was senior counsel at Buckley LLP. She also has served as an attorney-advisor in the litigation division of the OCC, where she represented the agency in civil litigation, bank receivership preparation, employment disputes and other administrative contexts. Caroline also gained valuable in-house experience as the head of compliance and assistant general counsel of a Richmond-based consumer finance company.

Roger Davis Partner

San Francisco

Among the attributes that contributed to his Hall of Fame selection were:

  • Recognized and sought out for his ability to apply his unusually extensive and diverse experience to solve problems as they arise and develop new programs or financial structures, and for his expertise and judgment in securities laws and disclosure.
  • Dedicated to helping bring about projects and programs (whether sponsored by public entities, nonprofit corporations or for-profit enterprises) that provide a public benefit and make people’s lives better.
  • Having led the development of the housing and healthcare practices at Orrick, his recent focus has been on governmental transactions, all manner of non-profit corporations, public private partnerships (P3), portfolio sales, securitizations, energy and water efficiency programs, student, senior and workforce housing, pool programs, new financial structures and programs and applications of Public Finance Authority (created in Wisconsin to finance any type of project or program in any state or territory).
  • Some of those new financial structures and programs have included pension obligation bonds, variable rate lease financing, and, more recently, joint powers authority ownership structure (turning private activity projects or projects not generally eligible for tax-exempt financing into tax-exempt governmental purpose bonds; for example, for middle income workforce housing), and energy and other infrastructure as a service (P3, simplifying procurement, off balance sheet).
  • Responsibility for legislation crucial to the scope and operation of California public finance, including California Health Facility Financing Authority, California School Finance Authority, changes to joint power authority law that helped propel California Statewide Communities Development Authority and California Municipal Finance Authority into two of the most prolific issuers in the country, local agency refunding law, authorizations for swaps, investment agreements and other derivative products, creation of security interests, streamlining validation actions, and in several other states including Hawaii and creation of Public Finance Authority in Wisconsin.
  • Chair of Orrick’s Public finance department for several decades through 2020, during which he presided over the growth of the department from one office with 12 lawyers in San Francisco to 10 offices and over 100 lawyers and paralegals around the country, consistently ranked (for more than 2 decades now) as number one bond counsel and disclosure counsel, and within the top four underwriter counsel, for bonds issued by state and local governments throughout the United States. During this period, he also held a number of other leadership positions at Orrick, including several terms on its Executive Committee and on the Management Committee of Orrick’s wholly owned subsidiary, BLX Group, LLC (providing the public finance community with a variety of non-legal services).

In addition to his selection by The Bond Buyer for its Public Finance Hall of Fame, Roger is ranked Band 1 by Chambers, and as Acritas Star Lawyer by Acritas, as Dealmaker of the Year (twice) by American Lawyer, as “best,” “super,” “most honored,” “preeminent” or “lawyer of the year” by several other publications, and declared “the Bond King” in a cover article by California Lawyer.

Practice:

  • Technology & Innovation
  • Mergers & Acquisitions

Livia Maria Pedroni Partner

Milano

Grazie alla profonda conoscenza del mercato della tecnologia e dell'innovazione, Livia offre regolarmente consulenza a società early e late-stage in merito a round di investimento singoli e multi-tranche, secondari, finanziamenti ponte, LBO, buyout e altri tipi di exit, M&A e riorganizzazioni aziendali. Ha lavorato con aziende innovative di profilo internazionale e ha fornito consulenza a molti dei principali investitori di venture capital e private equity del mercato italiano e estero.

Accanto all'attenzione per il mondo tech, Livia ha acquisito una specifica competenza in ambito healthcare lavorando a fianco di uno dei principali gruppi leader mondiali nel settore delle analisi di laboratorio, a partire dal suo ingresso sulla scena nazionale fino al consolidamento della propria posizione di leadership in Italia attraverso operazioni di M&A.

432330

Practice:

  • Risoluzione contenziosi e vertenze complesse
  • Financial & Fintech Advisory
  • Strategic Advisory and Government Enforcement
  • Fintech

Justin Seccombe Senior Associate

Chicago

His experience includes representing clients in high-stakes litigation throughout the country in matters concerning federal and state consumer protection statutes, as well as complex commercial disputes. He further advises and represents clients in regulatory, supervisory, and enforcement matters before federal and state agencies including the Consumer Financial Protection Bureau (CFPB), the Department of Justice (DOJ), the Office of the Inspector General (OIG), and states attorneys general. Justin assists clients through all aspects of litigation, including briefing dispositive and discovery motions, managing large-scale discovery reviews and productions, preparing expert reports, arguing motions in both state and federal court, opposing class certification, and conducting settlement negotiations. With respect to enforcement matters, Justin represents clients through supervisory actions and assists them with the PARR (Potential Action and Request for Response) and NORA (Notice and Opportunity to Respond and Advise) process, crafting responses and working with regulators to reach favorable outcomes.

Prior to joining Orrick, Justin was an associate at Buckley LLP. Before practicing law, Justin worked with sports agents for some of the most successful players in the National Football League, including league MVPs, Super Bowl winners, and numerous rookies of the year.

430278

Practice:

  • Financial & Fintech Advisory
  • Strategic Advisory and Government Enforcement
  • Fintech

Heidi Bauer Senior Counsel

Washington, D.C.

Heidi represents mortgage lenders and servicers, banks, consumer finance companies, fintech companies, money transmitters, securities broker-dealers and private equity firms and other financial sponsors of such entities with regulatory, compliance, licensing and transactional matters.

She assists clients with matters before state regulatory agencies, the Consumer Financial Protection Bureau (CFPB) and the Department of Housing and Urban Development (HUD). In addition, Heidi advises financial and strategic purchasers of financial services firms and assets on regulatory matters, including due diligence of target companies and transactional structuring in light of federal and state licensing and regulatory requirements, and assists them in securing regulatory approvals for transactions.

Prior to joining Orrick, Heidi was a partner at Buckley LLP.