Washington, D.C.
Jerry is a thought leader in the field of financial services regulation. He co-hosts RegFi, a weekly podcast series, that explores how financial regulation will change more in the next 10 years than in the last 50: https://www.orrick.com/en/Podcasts/RegFi.
Early in his career, Jerry served as Minority Staff Director of the United States Senate Banking Committee, and he played an important role in drafting many of the laws that impact the consumer financial services industry today. Since entering private practice, he has guided clients in developing compliance programs, dealing with regulatory and enforcement challenges and helping shape public policy.
Throughout his career, he has focused on promoting enhanced delivery of financial services. He was a leader in advocating the passage of the federal ESign Act, which authorized use of electronic records in financial services and other transactions. He served as counsel to the Drafting Committee for Standards and Procedures for Electronic Records and Signatures (SPeRS). He co-authored The Law of Electronic Records and Signatures (West Publishing Company) as well as Introduction to Mortgage Banking (American Bankers Association).
He has also taken a lead in promoting national data protection standards. His American Banker article, “Congress needs to hurry up on data protection,” lays out the case for national standards as an alternative to a patchwork of state privacy laws. He serves as advisor to the Financial Services Trade Associations Data Protection Working Group, an informal alliance of national financial trade associations responding to fast changing legislative and regulatory developments related to privacy and data security. He is also an advisor to the Association for Data and Cyber Governance (ADCG) and the Alliance for Innovation in Regulation (AIR).
His clients include banks, mortgage companies, credit card issuers, insurance companies, broker dealers, fintech companies, investment banks and private equity investors. Jerry provides strategic counsel and advice on business formations and acquisitions, licensing and chartering, risk management and enforcement matters involving federal and state regulators.
He has defended companies that are targets of inquiries or enforcement actions by the Office of the Comptroller of the Currency (OCC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve, Consumer Financial Protection Bureau (CFPB), Federal Trade Commission (FTC), Department of Housing and Urban Development (HUD), Congressional Committees and state attorneys general.
Jerry has promoted a modernized approach to financial regulation (regtech). He led Buckley LLP's effort to publish a widely read white paper titled “Financial Regulators’ Dilemma: Administrative and Regulatory Hurdles to Innovation.” The paper is based on interviews with Heads of Innovation at the principle financial agency regulators, and lays out legal and administrative stumbling blocks identified by regulators themselves impeding regtech advances.
Jerry's opinion pieces regularly appear in financial service publications. He has advocated for development of “dynamic disclosures” to offer more useful information to consumers than is provided under the often cumbersome and voluminous static disclosures currently provided.
An article he wrote in the American Banker in 2016, “The Compliance Officer Bill of Rights,” focused attention on the growing risks faced by compliance officers. This led to a symposium on “Rights and Responsibilities of Today’s Chief Compliance Officers — Their Evolving Role,” which was chaired by Jerry and sponsored by American University Washington College of Law. Chief compliance officers from the nation’s leading companies participated in this seminal discussion about how to define and make safe the job of a chief compliance officer.
He has acted as counsel for a number of national financial services trade associations on matters before regulatory agencies and Congress, and in filing amicus briefs related to the interpretation of banking and consumer finance laws in cases before the U.S. Supreme Court and appellate courts.
He is an Adjunct Associate Professor of Law at American University's Washington College of Law. In 2007, he founded a national financial services consulting company known as Treliant Risk Advisors.
In 2015 he was awarded the Senator William Proxmire Lifetime Achievement Award from the American College of Consumer Financial Services Lawyers.
Silicon Valley
Michael applies his broad experience in venture capital financings, public offerings, mergers and acquisitions, strategic alliances, technology licensing, and corporate spin-out transactions to each engagement. He has undertaken over 300 venture capital financings raising an estimated $7 billion for his clients, recently assisting Auris Health to raise over $650 million in financings before its sale to J&J for up to $5.75 billion.
He also brings extensive experience negotiating strategic alliances, representing clients in significant collaborations with GSK, Amgen, Schering-Plough, J&J, Daiichi, Astellas, King Pharmaceuticals, and most recently Pfizer, Merck, Baxter and Dainippon Sumitomo Pharma Co., Ltd.
Michael was the lead lawyer on the initial public offerings for Illumina, Neurocrine Biosciences, Cytokinetics, Pain Therapeutics, NeurogesX, Sequana Therapeutics, Ciphergen Biosystems, Argonaut Technologies, and Microcide Pharmaceuticals.
Michael was also the lead lawyer responsible for negotiating many notable biopharmaceutical spin-outs, including Onyx Pharmaceuticals (Chiron-Cetus), Tularik (Genentech), X-Ceptor (Ligand Pharmaceuticals), Metabasis (Gensia Sicor), and as well on the reverse merger of Transcept Pharmaceuticals with Novacea, creating a new publicly traded entity.
Austin
Ana's practice focuses on public finance, which includes representing local governments, school districts, and financial institutions that underwrite bonds. She represents her clients in a range of public finance matters, such as general obligation and revenue bonds and public improvement districts.
Seattle
Jason is a member of Orrick's technology companies practice group. He works with both early-stage and late-stage companies and assists with all aspects of formation and venture capital financing. He provides advice to companies seeking exit transactions such as mergers & acquisitions, initial public offerings, or SPAC transactions. Jason also advises investors planning to invest in tech companies in various industries and markets.
Prior to joining Orrick, Jason served in the U.S. Army as an Infantry officer and as a Military Intelligence officer.
San Francisco
As a Senior Associate in Orrick’s Technology Companies Group, Andrew leverages his experience as a general counsel, operator and investor to guide clients through all stages from startup to exit. He is a trusted advisor on board governance, venture capital transactions, general employment and commercial matters, conflict resolution, mergers & acquisitions and public offerings. Andrew also counsels venture funds in structuring deals and assists them in identifying and managing the various risks associated with their investments.
Prior to re-joining Orrick in 2022, Andrew was employee number 2 at a venture-backed food technology/CPG startup where, in addition to acting as General Counsel, he established the finance, accounting, HR and operations management functions of the company and served on the executive management team responsible for defining and executing the company’s strategic initiatives.
Andrew began his legal career as an associate with Orrick’s Technology Companies Group in 2016 and is the recipient of the Firm’s 2019 Alan Talkington Mentorship Award. He also has experience working for venture funds and technology startups and is an active angel investor.
Andrew lives in Colorado with his wife, daughter and labradoodle. In his spare time, you can often find him hiking, fly fishing and skiing.
Seattle
Jamie has comprehensive experience in capital markets transactions where he has represented issuers, underwriters and other parties in a variety of public and private offerings in the areas of equity and debt securities. He is particularly skilled at advising technology companies on their initial public offerings. Jamie has been part of some of the most well-known technology public offerings and has led or co-led offerings that have raised more than $40 billion of aggregate proceeds. In addition to his capital markets experience, Jamie advises on mergers and acquisitions, and related securities law issues. He also advises public and private companies in areas including, but not limited to compliance, SEC reporting and governance matters.
Chambers USA has ranked Jamie for his expertise in Capital Markets and noted that "He is a talented attorney. He is a technical lawyer and a go-to for big deals."
Washington, D.C.
Washington, D.C.
Amy currently represents non-parties in multiple competition enforcement actions pending in federal district court, including in: U.S. v. Google, Colorado v. Google as well as FTC v. Facebook. A Fellow of the Litigation Counsel of America, she was also featured as one of Global Competition Review’s “40 Under 40 – Class of 2016” antitrust lawyers.
Among her notable transactional representations are matters at the intersection of antitrust and technology, such as her key role in Microsoft's acquisitions of LinkedIn and Skype.
Amy regularly advises both on strategic transactions as well as the Hart-Scott-Rodino Act. Additionally, she counsels on substantive antitrust issues that may arise in commercial relationships and compliance, such as vertical pricing and distribution.
The Legal 500 US 2020 rankings recently recognized Amy both for merger control and cartel investigations with a client testimonial:
“Amy Ray stands out as someone who has worked hard to understand our business and routinely brings her considerable experience and expertise to bear on important issues for us, always with a client-service focus. A true partner.”
Her pro bono matters include a case for which the Washington Lawyers' Committee for Civil Rights and Urban Affairs recognized her team for its contribution to fair housing litigation. She also served for several years on the prestigious U.S. National Women's Law Center Leadership Advisory Committee.
Amy was an inaugural board member of the Law360 Competition Editorial Advisory Board and continues in that role today.
Silicon Valley
Christine has extensive experience advising on all aspects of equity and executive compensation plans and arrangements for multinational private and public companies, including large Fortune 500 public companies. Such advice covers the design, administration, and implementation of such plans and arrangements, as well as compliance with applicable federal and state laws, including corporate, securities and tax laws, NASDAQ/NYSE rules, and accounting rules. In addition, Christine counsels clients on corporate governance related issues that arise with respect to such plans and arrangements and regularly prepares disclosure required to be included in annual proxy statements, Form 10-K reports and Form 8-K filings.
Christine:Before joining the firm, Christine practiced at Cooley Godward Kronish LLP, Gray Cary Ware & Freidenrich LLP, and McDermott Will & Emery LLP.
Christine speaks and publishes articles regularly on executive and equity compensation related topics.
Los Angeles
Jake graduated first in his class with a degree in electrical engineering from the University of Colorado and worked at the Laboratory for Atmospheric and Space Physics, where he designed, built, and tested circuits for NASA-contracted space missions. Since graduating in the top 10% of his class from the University of Southern California Gould School of Law, Jake has litigated diverse patent matters, encompassing cybersecurity, gaming, digital advertising technologies, analog and digital electronics, circuit design, testing, and fabrication, and renewable energy. He also possesses notable experience in copyright cases involving AI and data scraping.
Jake is deeply committed to pro bono work in indigent criminal defense, stemming from his Orrick fellowship at the Office of the Federal Public Defender for the Central District of California. Notably, he successfully secured compassionate release for a client serving a life sentence and played a crucial role as third-chair in a 10-day trial involving a client charged with violating the Computer Fraud and Abuse Act (CFAA).
When Jake isn't advocating for his clients, he enjoys writing and recording music under the artist name Drip Lines and spending time with his wife, daughter, and two dogs.
San Francisco
In the corporate finance and securities areas, his experience includes a range of public and private equity and debt financings, representing U.S., Canadian, European and Asian issuers and underwriters. His transactions have included over one hundred SEC registered and Rule 144A public offerings of securities, ranging from investment grade and high yield debt offerings, convertible note offerings, initial public offerings, follow-on equity offerings and preferred securities offerings, venture capital financings and issuer tender offers.
In the mergers and acquisitions area, Brett has represented clients in all aspects of mergers and acquisitions transactions involving public and private companies, including friendly mergers, leveraged recapitalizations, tender offers, spin-offs, restructurings and purchases and sales of divisions and subsidiaries.
San Francisco
San Francisco
George is also a long-time member of the Public Finance Tax Group, specializing in public power and health care, and is the leading national authority on municipal derivative products. He is principal tax advisor to several major municipal electric utilities and nonprofit healthcare organizations. He also has extensive experience in working with leading banks in creating new financial products, including secondary market synthetic instruments, contingent payment debt instruments, financing strategies for energy, as well as defending the taxation of financial transactions before taxing authorities.
George also has substantial experience defending the tax integrity of financing arrangements in particular as well as tax litigation in general.
San Francisco
Larry's typical representations range from formation and early stage corporate counseling, angel and venture capital financing, mergers and acquisitions, joint ventures and partnerships to angel and venture fund formations and lending and other commercial transactions. Larry's practice focus on a range of technology companies focused on education technology and education services, software and SAAS based businesses, consumer products to semiconductor businesses.