SEC Lifts Ban on General Solicitation, Adopts “Bad Actor” Disqualification Rules and Proposes Amendments to Form D Filings
Stephen Ashley is a partner in the New York office and a member of the firm's Capital Markets practice. He advises clients on a wide range of securities law matters and regularly represents both issuers and underwriters in both domestic and cross-border capital markets transactions.
Stephen's experience includes public offerings and private placements of common and preferred equity and investment grade, high yield and convertible debt securities, as well as liability management transactions such as exchange offers, tender offers and consent solicitations. He also advises clients on various compliance, corporate governance, stock exchange listing and other general corporate matters, while working closely with Orrick’s M&A and Restructuring teams on securities related issues.
He has advised companies from a wide range of industries, including the information technology, software, finance, consumer products, biotechnology, life sciences and pharmaceuticals, energy, infrastructure and transportation sectors.
Stephen routinely works on high profile transactions that have been recognized for their complexity and execution. IFLR1000 recognized Stephen as a notable Practitioner in 2019 and 2020. Legal500 reported in 2016 that clients say Stephen “is very responsive, does thorough research and speaks in plain English.”
Stephen is a member of Orrick's opinion committee.
Stephen’s recent representative transactions include advising the following: