Elizabeth Marshall Anderson Senior Associate, White Collar, Investigations, Securities Litigation & Compliance
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Elizabeth Marshall Anderson is a managing associate in Orrick’s White Collar, Investigations, Securities Litigation & Compliance group.
Elizabeth (Liz) represents companies and individuals in government investigations, regulatory enforcement matters, internal investigations, and complex civil litigation.
Liz focuses on white collar, accounting, and securities matters and has appeared on behalf of banks, investment advisors, accounting firms, and broker-dealers in federal court and before the Securities and Exchange Commission, the Department of Justice, and the Office of the Comptroller of the Currency, among others. She has experience conducting large internal investigations related to accounting and compliance issues. Liz also represents individuals in shareholder securities class actions.
Washington, D.C.; New York
Washington, D.C.; New York
Andrew J. Morris is called on by clients for high-stakes securities litigation, financial-services litigation, and other complex financial disputes.
Andrew (Andy) represents clients in civil litigation and in matters initiated by regulators such as the Securities and Exchange Commission, banking agencies, and the Department of Justice. He has extensive experience in procedural settings including parallel proceedings, internal investigations, class actions, and grand jury investigations. He handles matters involving the securities laws, financial services laws, professional liability, corporate governance, and various business torts. He advises clients about issues involving special committees and audit committees.
Andy has tried numerous cases and argued appeals in various federal and state courts, and he has tried administrative matters and arbitrations. He has taught trial advocacy for the National Institute for Trial Advocacy (NITA). Andy served as a federal prosecutor with an Office of Independent Counsel and in the United States Department of Justice’s Office of Professional Responsibility.
Andy has written for a wide range of legal periodicals, including leading law journals; his writing has been cited by courts, scholars, and commentators. Andy was recognized by Super Lawyers in Appellate Litigation and Securities and Financial Litigation, and was named a 2017 “Top Rated Litigator” by The American Lawyer and Corporate Counsel Magazine.
Andy clerked for the Honorable Max Rosenn of the United States Court of Appeals for the Third Circuit. Andy holds law degrees from Oxford University and University of Virginia Law School and a B.S. from the University of Virginia, all with honors. He is a certified public accountant.
Washington, D.C.; New York
Washington, D.C.; New York
Richard J. Morvillo, a partner in our New York and Washington, D.C., offices, is a nationally recognized expert in SEC enforcement and other white-collar matters.
Over the past 40 years, Rich has been involved in more than 250 SEC investigations, including some of the highest profile cases the SEC has handled. He also has extensive experience in FCPA cases, securities related white-collar criminal matters and private securities litigation. A former branch chief with the Securities and Exchange Commission’s Division of Enforcement, Rich represents corporations, corporate executives, brokerage firms, investment advisers, accounting firms, auditors, law firms, hedge funds and individual investors in connection with SEC, PCAOB, NYSE, FINRA, congressional, state attorney general and grand jury investigations; SEC litigation; and complex securities cases.
Though Rich has been involved in far too many cases to name, he had a significant role in various important matters, including: several CDO and RMBS investigations of investment banks and collateral managers; SEC and criminal investigations of Enron; investigations and litigation concerning possible insider trading involving the securities of Dick’s Sporting Goods, Liberty Media, Capital One, Prestige Brands; investigations and litigation concerning trading by NYSE specialists; investigations of alleged FCPA violations by various financial institutions; investigations and litigation concerning merger activities of Wachovia Corporation and National City Corporation; investigations concerning transactions by MGIC, Royal Dutch Shell, HSBC, Lernout & Hauspie, Aetna, Denso Corporation, AG Edwards, Merrill Lynch and Credit Suisse; investigations concerning the financial statements and/or audits of Orange County, Citi, Navistar, Autonomy, Bally’s, CarMax, SteinMart, and Allegheny Health Systems; investigations into marketing and other activities of registered investment advisors (including Smith Barney Asset Management, Family Endowment Partners, UBS Asset Management, F Squared and Harbinger) and ETF sponsors (including Pro Shares and, Wisdom Tree Investments); internal investigations at a Fortune 10 retailer, Aon Corporation, E*Trade, Nash Finch Corporation and TD Ameritrade; investigations and litigation related to alleged pricing violations by NASDAQ traders; investigations of auditing firms and audit partners from KPMG, E&Y, D&T, Friedman, and PWC International and Congressional investigations concerning, among others, Goldman Sachs and Riggs National Corporation.
Rich has litigated to a successful judgment a number of SEC enforcement cases and defended numerous class actions and shareholder derivative suits in federal courts throughout the country. Rich has also conducted many internal investigations for corporations, and advised members of numerous special committees of boards of directors as to their rights and obligations regarding the handling and evaluation of corporate transactions, internal investigations and shareholder litigation.
He was named by Best Lawyers in America as the “2013 Lawyer of the Year – Securities Litigation,” and Chambers USA has recognized Rich as “one of the deans of the securities enforcement bar.” Rich is also listed as a leading litigator in numerous other peer-review publications, including Benchmark Litigation, The Legal 500 United States, Ethisphere: Attorneys Who Matter, Washington DC Super Lawyers, The Legal Times, which named him one of Washington’s “Top 10 Securities Lawyers,” Washingtonian Magazine and Who’s Who Legal: Investigations. He is a frequent speaker at professional seminars and serves as the co-chair of two PLI annual programs: “Internal Investigations” and “Auditor Liability.” He has served on the adjunct faculty of Georgetown University School of Law, teaching a course in “Professional Responsibility in Corporate and Securities Practice.”
Lauren Muldoon, a partner in Orrick's Washington, D.C., office, is a member of the White Collar & Corporate Investigations practice group. Lauren focuses on anti-corruption compliance and represents companies facing investigations and enforcement actions by government agencies and debarment entities.
Lauren has extensive experience in complex commercial and criminal litigation. She has represented clients in state and federal courts and in investigations by the U.S. Department of Justice (DOJ), the U.S. Securities and Exchange Commission (SEC), the World Bank Group Integrity Vice Presidency (INT), the African Development Bank Office of Integrity and Anti-Corruption (PIAC), and the Public Company Accounting Oversight Board (PCAOB).
During law school, Lauren was a member of the Georgetown University Law Center’s Criminal Justice Clinic, which involved the representation of clients charged with criminal misdemeanors in D.C. Superior Court, and clients facing parole revocation before the U.S. Parole Commission.
Anne Murray, Partner in the Washington, D.C., office, is a member of the White Collar & Corporate Investigations practice group. Anne focuses on anti-corruption compliance and defends
companies and individuals in government investigations.
Anne frequently represents companies and individuals in matters before the U.S. Department of Justice (DOJ) and U.S. Securities and Exchange Commission (SEC). She regularly conducts internal investigations and risk assessments; performs pre-acquisition anti-corruption diligence; counsels companies about compliance issues; and develops corporate compliance programs, policies, procedures and training models.
Anne has extensive experience in anti-corruption matters involving the Foreign Corrupt Practices Act (FCPA). She has represented multinational corporations across the aerospace, communications, defense, financial services, health care, hospitality and tourism, mining, oil and gas, technology, security, and shipping industries. She also has led investigations and compliance reviews throughout the Americas, Europe, Asia, Africa and Australia with on-the-ground experience in more than 16 countries including Brazil, China and Mexico.
Prior to joining Orrick, Anne was an attorney in the Washington,
D.C., office of Norton Rose Fulbright where she was a member of the
white collar and government investigations group. She also previously
worked for White & Case LLP as an attorney in the white collar and
commercial litigation groups. While there, she represented a
number of companies and foreign sovereigns in complex civil litigation
involving fraud, tort and contract claims.
Washington, D.C.; New York
Washington, D.C.; New York
Daniel Nathan uses his deep enforcement and regulatory experience to represent U.S. and international financial institutions and individuals before financial regulators.
With a combined 25 years as a senior enforcement official with the SEC, CFTC and FINRA, three of the country’s leading regulatory and enforcement authorities, Dan is a particularly effective advocate for those facing investigations and/or enforcement action by those regulators. He is also active in advising and representing companies who issue or transact in cryptocurrency and is co-chair of Orrick's Blockchain and Cryptocurrency group.
Daniel’s intimate knowledge of broker-dealer regulation provides clients facing SEC or FINRA examinations and enforcement investigations with experienced counsel related to broker-dealer supervisory procedures, sales practices, anti-money laundering, ETF regulation, product disclosure and supervision, and securities and broker registration. His extensive experience includes the JOBS Act and Dodd-Frank Act, and he has led extensive efforts to help foreign banks establish programs for complying with the Volcker Rule. He also represents individuals and entities facing investigations by the CFTC or derivatives exchanges.
Previously, Daniel served as the Vice President and Regional Enforcement Director of the Financial Industry Regulatory Authority (FINRA), where he oversaw 70 lawyers across 15 offices responsible for bringing up to 900 disciplinary actions annually against broker-dealer firms, registered representatives and associated persons. This included many of FINRA’s most significant nationwide enforcement actions, including actions and sweeps involving mutual fund breakpoints, structured products sales practices and supervision, and private placement due diligence and disclosure.
In his 12 years at the SEC, Daniel served as Assistant Director in the Division of Enforcement, where he supervised federal securities investigations of insider trading (including the investigation that resulted in the seminal case US v. O’Hagan), market manipulation, financial fraud and accounting misconduct. In nine years with the CFTC, he served as Deputy Director of Enforcement, with responsibility for oversight of the agency’s Enforcement Division. In that role, he supervised significant actions regarding market manipulation, trade practices, commodity trading advisor practices and foreign exchange dealer practices.
An oft-quoted authority on complex financial, legal and business issues, Daniel is frequently sought after to speak and write on the important issues confronting financial institutions, including broker-dealer sales practices and compliance, complex products, ETFs, the Volcker Rule, derivatives, cryptocurrency, cybersecurity, and anti-money laundering. He is Co-chair of the ABA SEC Enforcement Subcommittee and a member of the Editorial Advisory Board of the Journal of Investment Compliance.
Nicholas Peterson represents individuals and corporations in complex civil litigation and white collar enforcement actions.
Nicholas has experience representing clients in federal and state civil litigation and before regulatory authorities. He represents industry-leading companies in sensitive and high-value disputes, including securities and commodities class actions, shareholder derivative suits, FINRA arbitration suits, and other complex business litigation matters. He has also represented clients in internal investigations and enforcement actions brought by the U.S. Department of Justice, U.S. Securities and Exchange Commission, and the Federal Trade Commission.
Nicholas maintains a dedicated pro bono practice, and has assisted in representing clients in matters related to child support rights, seeking attorneys’ fees for prevailing in a pro bono class action matter, and in drafting an amicus brief before the U.S. Supreme Court.
Nicholas previously served as a law clerk to the Honorable Eugene S. Siler of the United States Court of Appeals for the Sixth Circuit and to the Honorable Eduardo C. Robreno of the United States District Court for the Eastern District of Pennsylvania.
Dina N. Rezvani is a managing associate in the White Collar, Investigations, Securities Litigation & Compliance group.
She represents individuals and companies across a broad range of industries in white collar defense, government and internal investigations, and anti-corruption and compliance matters. Dina has represented clients in criminal, civil, and regulatory matters in federal and state court, and in investigations brought by the U.S. Department of Justice, U.S. Securities and Exchange Commission, and Multi-Lateral Development Banks, including the World Bank and African Development Bank.
Prior to joining Orrick, Dina was an associate in the Washington, D.C., office of an international law firm in the White Collar & Government Investigations practice group.
David's practice focuses on white-collar criminal defense, government investigations, complex civil litigation, regulatory enforcement matters, and internal investigations. David has particular experience representing companies and individuals in the health care, medical device, technology, defense, and financial services sectors.
David has represented clients in matters involving state and federal false claims acts, the Anti-Kickback Statute, federal securities laws, the Foreign Corrupt Practices Act (FCPA), anti-money laundering laws, and the Food, Drug, & Cosmetic Act. He has played a lead role in high-stakes federal investigations, complex civil cases, and criminal matters. His litigation experience includes oral argument before the First Circuit, briefing in federal and state courts, and deposing senior government officials.
David served as Global Investigations & Compliance Counsel (on secondment) at one of the world's leading medical device companies, immediately following one of the industry's largest mergers. In this role he led multiple internal investigations and helped the company develop a new investigations and corporate compliance function.
David previously worked as an Assistant Attorney General in the Appeals Division of the Massachusetts Attorney General’s Office (as part of a one-year fellowship), serving as lead counsel in more than a dozen criminal and civil matters at all levels of federal and state court. David was also an associate in the Chicago and Washington, D.C. offices of another international law firm.
In 2017, 2018, and 2019 David was selected to the Washington, D.C. Super Lawyers Rising Stars list.
Radiah has extensive experience in all aspects of litigation including discovery, pre-trial, negotiations and drafting settlements. Radiah has worked on a number of internal investigations for publicly traded companies including investment banks and broker-dealers, regarding their internal corporate compliance.
Radiah L. Rondon is an Associate in the White Collar, Investigations, Securities Litigation & Compliance group. Radiah’s practice includes representing multinational corporations in enforcement actions brought by the Department of Justice (DOJ) and Securities Exchange Commission (SEC) for alleged violations of the Foreign Corrupt Practices Act (FCPA).
Before joining Orrick, Radiah spent three years working as Compliance Director and In-House Counsel for an influential lobbying organization. Prior to that, Radiah was an Associate in the Washington D.C. office of an international law firm in the General Litigation department where her practice included representing companies and individuals across a broad range of industries in government and internal investigations, and anti-corruption and compliance matters.
Tiffany Rowe represents clients in government and internal investigations, securities litigation and enforcement actions and auditor liability issues.
A senior litigator with significant trial experience, Tiffany's practice focuses on accountant and auditor liability, securities litigation and corporate litigation matters. Tiffany also has extensive experience in federal and state securities litigation, regulatory inquiries including SEC and PCAOB investigations, and DOJ investigations.
Tiffany has gained her experience through more than a decade of representing large accounting firms, individual accountants, and issuers in complex securities litigation, groundbreaking government investigations involving federal securities laws, and other regulatory examinations. Her strong advocacy skills have returned successful outcomes for individuals, audit firms, and public issuers.
Prior to joining Orrick, Tiffany was an associate at two other global AmLaw 100 law firms. Additionally, she spent six years in the General Counsel’s Office of Ernst & Young LLP as a legal assistant and law clerk.
Tiffany received her J.D, summa cum laude and first in class, from the Catholic University of America, Columbus School of Law.
Caitlin Sheard is a Managing Associate in the Washington, D.C., office and a member of the firm's White Collar, Investigations, Securities Litigation & Compliance group.
Caitlin represents companies and individuals in a broad range of white collar matters, with a particular focus on the Foreign Corrupt Practices Act and anti-corruption compliance. She regularly works with companies to develop and enhance their corporate compliance programs. She has experience developing policies and procedures, enhancing training programs, and advising on best practices related to third party management and internal controls. She also has experience navigating FCPA monitorships, having represented a multinational company under the review of an independent compliance monitor.
Caitlin’s practice also involves conducting internal investigations, representing clients in matters before the U.S. Department of Justice and U.S. Securities & Exchange Commission, and performing anti-corruption due diligence. She has represented companies around the world in the medical device, oil and gas, pharmaceutical, and technology industries.
Prior to attending law school, Caitlin was a Fulbright scholar in France.