The SEC’s Reg BI – A Completely New Standard or Tinkering Around the Edges?
Managing AssociateWashington, D.C.
Nicholas Peterson represents individuals and corporations in complex civil litigation and white collar enforcement actions.
Nicholas has experience representing clients in federal and state civil litigation and before regulatory authorities. He represents industry-leading companies in sensitive and high-value disputes, including securities and commodities class actions, shareholder derivative suits, FINRA arbitration suits, and other complex business litigation matters. He has also represented clients in internal investigations and enforcement actions brought by the U.S. Department of Justice, U.S. Securities and Exchange Commission, and the Federal Trade Commission.
Nicholas maintains a dedicated pro bono practice, and has assisted in representing clients in matters related to child support rights, seeking attorneys’ fees for prevailing in a pro bono class action matter, and in drafting an amicus brief before the U.S. Supreme Court.
Nicholas previously served as a law clerk to the Honorable Eugene S. Siler of the United States Court of Appeals for the Sixth Circuit and to the Honorable Eduardo C. Robreno of the United States District Court for the Eastern District of Pennsylvania.