Securities Litigation and Regulatory Enforcement - Resources

Securities Litigation

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Securities Litigation and Regulatory Enforcement

	Resources Lawyers in Orrick's Securities Litigation and Regulatory Enforcement Group work as a team to monitor developments and trends in securities case law, enforcement proceedings and business news relevant to this fast-moving area of law. Below are links to numerous client alerts and articles which provide useful information on a variety of securities and enforcement topics, as well a set of information resources our group monitors on a regular basis. Audio podcasts are available under What's New.

Client Alerts

01-16-2008

Supreme Court Rejects "Scheme Liability" Theory of Securities Fraud

11-13-2007

Proposed Rule Increases Compliance Obligations for Government Contractors

08-08-2007

Jury Finds Former Brocade CEO Guilty on All Counts in Criminal Backdating Trial

06-22-2007

U.S. Supreme Court Resolves Circuit Split on Pleading Securities Fraud

04-13-2007

European Securities Litigation Risk Grows

03-01-2007

Court Decision Will Fuel Debate Over Accountant Liability

2-14-2007

IRS Sets February 28, 2007 Deadline for Employee Relief on Discounted Employee Options

01-24-2007

Buybacks Trigger Securities Litigation Risk

06-14-2006

Stock Options Grant Timing: Is Your Company at Risk?

09-08-2005

Securities Fraud Acquittal Offers Insights Into Federal Prosecution of Corporate Defendants


	Articles 03-17-2008 Stoneridge Alters Legal Landscape - National Law Journal 02-25-2008 Orrick partners Mark Beck and Walter Brown discuss trends in white collar criminal defense in California Lawyer 11-13-2007 Mike Torpey and Bob Varian Participate in Securities Roundtable 09-17-2007 "Criminalization of Non-Compliance," a roundtable discussion featuring Orrick partner Walt Brown, published in GC California 08-27-2007 "Scope of Primary Liability," by Daniel Tyukody and Michael Hefter, published in The National Law Journal 07-11-2007 "Supreme Court's Twombly Ruling Will Mean Higher Pleading Requirements for Some Securities Litigation Claims," published in the Securities Reform Act Litigation Reporter 04-16-2007 Symposium on Recent Developments in Securities Law as published in Securities Reform Act Litigation Reporter 03-30-2007 Partners Dan Tyukody and Bob Varian discuss current securities litigation issues in California Lawyer Read more


	Links Regulatory: U.S. Securities and Exchange Commission U.S. Department of Justice - Corporate Fraud Task Force Public Company Accounting Oversight Board (PCAOB) Committee of European Securities Regulators Financial Services Authority (UK) AMF - French Financial Regulatory System China Securities Regulatory Commission International Organization of Securities Commissions Securities and Exchange Surveillance Commission (Japan) Self-Regulatory Organizations and Trade Associations: Securities Industry and Financial Markets Association (SIFMA) Financial Industry Regulatory Authority (FINRA) American Institute of Certified Public Accountants (AICPA) Stock Exchanges: New York Stock Exchange NASDAQ Stock Market American Stock Exchange Chicago Board of Trade Hong Kong Exchanges and Clearing Limited London Stock Exchange Shanghai Stock Exchange Taiwan Stock Exchange Tokyo Stock Exchange Bourse de Paris Borsa Italiana

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