Securities Litigation and Regulatory Enforcement Updates: Orrick's Securities Litigation

Securities Litigation

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Securities Litigation and Regulatory Enforcement

	News + Info Lawyers in Orrick's Securities Litigation and Regulatory Enforcement Group work as a team to monitor developments and trends in securities case law, enforcement proceedings and business news relevant to this fast-moving area of law. Below are links to numerous alerts and articles which provide useful information on a variety of securities and enforcement topics, as well a set of information resources our group monitors on a regular basis. Say on Pay Solutions (PDF format, 1 Mb) eDiscovery and Document Review Brochure (PDF format, 2.26 Mb) Listen to Orrick partners comment on securities and enforcement trends and securities cases.


	Alerts and Articles 9-20-2011 SEC's Office Of The Whistleblower Begins Processing Tips: What Companies Should Do Now 08-2011 Foxes and henhouses: The importance of independent counsel, Compliance and Ethics Professional 8-18-2011 Securities Litigation Alert: District Court Denies Rajaratnam's Bid to Overturn his Verdict 8-17-2011 Securities Litigation Alert: Massachusetts First to Regulate Use of Expert Network Services


	Awards and Recognitions Mike Torpey, Bob Varian, Bill Alderman (and Amy Ross as a Rising Star) are recognized as Northern California Super Lawyers for 2011 Lori Lynn Phillips, George Greer, Dan Dunne (and Charles Ha as a Rising Star) are also recognized as Super Lawyers 2011 in Washington State Mike Torpey was identified as the head of a "quality practice" while the securities litigation group was recognized as a Tier 5 Firm by Legal 500. Mike Tu was identified as "well regarded" by clients. Orrick has joined the National Association of Corporate Directors, Silicon Valley Chapter.Ken Herzinger has joined the Silicon Valley chapter as their newest Advisory Board member effective September 2011.


	Links Regulatory: U.S. Securities and Exchange Commission U.S. Department of Justice - Corporate Fraud Task Force Public Company Accounting Oversight Board (PCAOB) Committee of European Securities Regulators Financial Services Authority (UK) AMF - French Financial Regulatory System China Securities Regulatory Commission International Organization of Securities Commissions Securities and Exchange Surveillance Commission (Japan) Self-Regulatory Organizations and Trade Associations: Securities Industry and Financial Markets Association (SIFMA) Financial Industry Regulatory Authority (FINRA) American Institute of Certified Public Accountants (AICPA) Stock Exchanges: New York Stock Exchange NASDAQ Stock Market American Stock Exchange Chicago Board of Trade Hong Kong Exchanges and Clearing Limited London Stock Exchange Shanghai Stock Exchange Taiwan Stock Exchange Tokyo Stock Exchange Bourse de Paris Borsa Italiana

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