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William F. Alderman
Bill Alderman, a partner in the San Francisco office, concentrates his practice on business litigation and dispute resolution. He also commits a substantial part of his time to pro bono representation.
Bill is one of three Orrick partners on the trial team who obtained an acquittal of the former CFO of McKesson HBOC in a criminal securities fraud trial.
Of the many securities class actions he has defended, only three have resulted in any settlement payment by his client. Of his more than 50 motions to dismiss securities class or mass actions since 1996, over 90 percent were granted in their entirety, most with prejudice.
Bill received the Award of Merit presented by the Bar Association of San Francisco in 2006.
Read Mr. Alderman's full biography |
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Reece Bader
Before relocating to Orrick's Frankfurt office, Reece Bader was named one of the top securities litigators in California by The Daily Journal.
Most recently, his practice has focused on SEC/SRO accounting and financial fraud enforcement matters. Reece frequently represents senior officers in such investigations.
One of his more notable engagements includes the successful representation of underwriters, financial advisors and an investment banker in the Massachusetts, New Jersey and Los Angeles yield-burning investigations.
Read Mr. Bader's full biography |
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James E. Burns Jr.
Jim Burns, a partner in the San Francisco office, was a trial counsel in the Everex securities class action trials, two of only eight securities class actions tried to verdict in the last decade and one of The National Law Journal's "Defense Verdicts of the Year."
Jim has broad experience in jury and bench trial matters before federal, tax and state courts. He also has extensive experience in commercial arbitrations before various arbitration and mediation tribunals, including the American Arbitration Association, the New York Stock Exchange, the National Association of Securities Dealers and privately chosen arbitrators.
Read Mr. Burns' full biography |
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Penelope A. Graboys Blair
Penelope Graboys Blair, a partner in the San Francisco office, has extensive experience counseling audit committees and representing companies and individuals in investigations and proceedings brought by the Securities and Exchange Commission, the New York Attorney General and other government agencies, including numerous recent stock option backdating investigations.
She was a member of the Everex trial team and has had experience in dealing with regulatory inquiries affecting broker-dealers and mutual fund companies.
Read Ms. Graboys Blair's full biography |
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Kenneth Herzinger
Ken Herzinger, a partner in the San Francisco office, is a former SEC Enforcement lawyer and a leader of the group's innovative efforts to develop more cost-efficient document review methods.
He has represented numerous corporations, officers and directors and financial institutions in federal securities class actions, M&A litigation and derivative suits. Ken also has represented auditors in securities class actions and malpractice actions.
Read Mr. Herzinger's full biography |
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James N. Kramer
Jim Kramer, a partner in the San Francisco office, was recently recognized as a top securities litigator in the guide Benchmark: Litigation, published by EuroMoney Institutional Investor LLC.
He has extensive experience representing companies and individuals in investigations brought by the Securities and Exchange Commission and self-regulatory organizations such as the National Association of Securities Dealers. He also advises public companies concerning disclosure and related issues.
Jim recently tried an acquisition-related dispute in the U.S. Bankruptcy Court for the Northern District of California.
Read Mr. Kramer's full biography |
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James A. Meyers
Jim Meyers, a partner in the Washington, D.C. office, was the SEC's lead trial counsel in the Global Research Analyst Settlement, a groundbreaking set of actions against 12 Wall Street investment banking firms and two individuals.
At Orrick, Jim represents financial institutions, issuers, individuals, and public accounting firms in enforcement investigations before the SEC, Self-Regulatory Organizations, and the PCAOB. He has helped to persuade the Staffs of these bodies to terminate numerous investigations without enforcement action, and he has also on several occasions prepared or supervised the preparation of Wells Submissions, following which the Staff decided not to recommend any enforcement action.
Read Mr. Meyers' full biography |
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Susan D. Resley
Susan Resley, a partner in the Silicon Valley office, is a former Securities and Exchange Commission Enforcement lawyer who regularly represents companies and individuals before the SEC.
She has extensive experience in representing companies and individuals in investigations and proceedings brought by the SEC and self-regulatory organizations, such as the National Association of Securities Dealers.
Susan also advises companies and boards of directors (including audit committees) on a variety of disclosure issues. She has also been retained by a number of audit committees to perform internal investigations.
Read Ms. Resley's full biography |
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Michael D. Torpey
Mike Torpey leads the Securities Litigation and Regulatory Enforcement Group and has extensive experience in litigation involving breaches of fiduciary duty and conducting various types of corporate investigations.
He was named one of the top securities litigators in California by The Daily Journal and recently recognized as a top securities litigator in the guide Benchmark: Litigation, published by EuroMoney Institutional Investor LLC.
Mike's clients include Caterpillar, Intel Corporation, Nvidia Corporation, OrthoLogic Corporation, Siebel Systems, Inc., Sunglass Hut International, TD Waterhouse Inc. and Transcrypt International.
Read Mr. Torpey's full biography |
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Michael C. Tu
Michael Tu, a partner in the Los Angeles office, has a record of trial successes in both federal and state courts.
Michael is among the few lawyers in the country who have successfully defended a securities class action trial. In the sixth of only eight known shareholder class action trials to go to verdict in over a decade under the federal securities laws, and the only known class action trial under the Securities Act of 1933, Mr. Tu as co-trial counsel obtained a complete defense verdict for a company and its directors and officers. The case was recognized as one of the "Top Defense Verdicts" in 2005 by the The Daily Journal.
Michael focuses on securities litigation matters, with an emphasis in defending shareholder class action and derivative litigation under the federal and state securities laws, mergers and acquisitions litigation and regulatory investigations and proceedings. He also advises public and private companies regarding corporate governance and disclosure issues.
Read Mr. Tu's full biography |
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Robert P. Varian
Bob Varian, a partner in the San Francisco office, served as trial counsel in the Everex securities class action trials, two of only eight securities class actions tried to verdict in the last decade and one of The National Law Journal's "Defense Verdicts of the Year."
Bob's clients include PricewaterhouseCoopers LLP, Nike, eBay, Morgan Stanley, KPMG, LLP, Siebel Systems, Needham & Co., Silicon Storage Technology and SINA Corporation.
In a recent notable result, Bob and an Orrick team obtained the dismissal of a securities class action in the U.S. District Court for the Southern District of New York for SINA Corporation, a leading Chinese online media company listed on NASDAQ.
Read Mr. Varian's full biography |
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George E. Greer
George Greer, a partner in Orrick's Seattle office, focuses his practice on complex commercial litigation with an emphasis on securities, corporate governance, professional liability for accounting firms, and energy issues.
George has represented issuers, officers, directors, accountants and underwriters in class action securities litigation and in SEC investigations and enforcement proceedings. His practice also includes representation of companies, Special Litigation Committees, and individuals in corporate governance disputes. He has conducted a number of internal investigations on behalf of boards of directors of both public and private companies.
George was recently named in Chambers America's Leading Lawyers for Business and recognized as among The Best Lawyers in America, Securities Law.
Read Mr. Greer's full biography |
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Daniel J. Dunne
Dan Dunne, a partner in Orrick's Seattle office, focuses his practice on defense of technology companies, financial institutions, accountants, and directors and officers in complex litigation in federal and state courts.
Dan has represented parties in securities, consumer class action, professional liability, corporate governance, patent, and intellectual property cases. He has significant experience litigating various disputes involving subprime and non-conforming residential mortgages. Dan has acted as first and second chair in jury and bench trials, including both civil and felony criminal cases. He has won complete defense verdicts in accountant liability and federal securities trials and recovered attorneys' fees for successful defendants in two such trials.
Dan is listed in Chambers America's Leading Lawyers for Business, designated a "Litigation Star" by Benchmark Litigation, and recognized as a "SuperLawyer" by Washington Law & Politics.
Read Mr. Dunne's full biography |
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Lori Lynn Phillips
Lori Lynn Phillips, a partner in Orrick's Seattle office, focuses her practice on commercial and general litigation, with a particular emphasis on securities litigation, defense of professional liability claims against accountants, and complex contractual disputes.
Lori Lynn has represented numerous corporations, officers and directors and major accounting firms in various securities law matters, including securities class actions, corporate governance litigation, and SEC investigations as well as internal investigations. She has also represented companies in commercial disputes involving complicated issues of liability and damages.
Lori Lynn has authored numerous articles relating to securities litigation matters.
Read Ms. Phillips' full biography |
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Amy M. Ross
Amy M. Ross, a partner in the San Francisco office, is a member of the Securities Litigation and Regulatory Enforcement Group. Her practice focuses on the representation of public companies, directors and officers in securities class actions, SEC and DOJ investigations and enforcement actions, shareholder derivative actions and actions brought under federal and state securities laws.
Ms. Ross has extensive experience in litigation involving breaches of fiduciary duty and conducting various types of corporate investigations.
Read Ms. Ross' full biography |
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Richard Gallagher
Richard Gallagher is a partner in Orrick's Silicon Valley office. His practice focuses on litigation and pre-litigation advice involving securities and corporate governance issues, including representation of companies, directors and officers involved in class action litigation, derivative actions, internal investigations, shareholder demands, and regulatory investigations and enforcement actions brought under the federal and state securities laws.
Mr. Gallagher also has significant experience advising companies, boards of directors and special committee members in M&A litigation brought under the laws of Delaware, California and other states throughout the country. He has successfully defeated multiple cases seeking to enjoin proposed mergers, acquisitions and other business combinations involving both public and private companies.
Read Mr. Gallagher's full biography |
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Joseph J. Frank
Joseph J. Frank is a litigation partner in Orrick’s New York office. Mr. Frank’s practice focuses primarily on mergers and acquisitions, securities litigation, general commercial litigation and international arbitration. His practice has included civil, criminal and regulatory proceedings across a wide range of industries.
Mr. Frank has tried cases to jury verdict in both federal and state court, has litigated matters before the federal panel on Multi-District Litigation, and has represented parties in arbitration before the ICC, LCIA, ICSID, AAA, NYSE and NASD. Mr. Frank also has broad appellate experience, including representation of clients before the Supreme Court of the United States.
Read Mr. Frank's full biography |
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Richard A. Martin
Richard Martin, a partner in the New York office, is a member of the Securities Litigation and Regulatory Enforcement Group.
Prior to joining Orrick, Mr. Martin served as Special Representative of the Attorney General at the United States Embassy in Rome, Italy. Prior to that, Mr. Martin served as an Assistant United States Attorney for the Southern District of New York.
Read Mr. Martin's full biography |
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Robert G. Cohen
Robert Cohen, a partner in the New York office, is a member of the Securities Litigation and Regulatory Enforcement Group.
Prior to joining Orrick, Bob served as Senior Deputy General Counsel and Head of Litigation for Ernst & Young LLP from 1994–2010.
Read Mr. Cohen's full biography |
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